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Official data from USPTO

SECURITIES INDUSTRY ESSENTIALS

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: US

Quick snapshot

SECURITIES INDUSTRY ESSENTIALS

ST13

US500000086658247

Class

35, 41

Filing

86658247

Registration

5709979

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

Attention: there is active risk

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

55

Latest update

11/16/2024

Classification

Registered

Trademark type

Word

Nice classes

35, 41

Filing date

06/10/2015

Registration date

03/26/2019

Expiration date

-

Recommended action

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Next step

These are the details of the registration process. Even so, constant monitoring is what ensures peace of mind that your main asset remains protected.

Complete case details

Structured fields from the responsible authority and the official record.

Status date

11/16/2024

Last transaction

11/16/2024

Responsible office

United States Patent and Trademark Office

Status code

702

Official register

Principal Register

Filing basis

Intent to use

First use anywhere

10/01/2018

First use in commerce

10/01/2018

Drawing code

4

Owner type

99

Owner location

Washington, DC

Examiner

HELLMAN, ELI

Current location

Historical data usage

Holders and representatives

Holders

Financial Industry Regulatory Authority, Inc.

Representatives

Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI

Technical classification

Nice Classes

Class 35Class 41

Vienna Codes

No Vienna codes available.

Goods and services

Class 35

Testing to determine professional competency in the field of securities; administration of qualification examinations to professionals to determine professional competency

Class 41

Educational examination services; educational testingadministering qualification examinations to professionals for educational purposes

Publications

History of USPTO decisions and trademark events.

55 publications found

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

11/16/2024

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

11/16/2024

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

11/16/2024

E815

TEAS SECTION 8 & 15 RECEIVED

06/03/2024

REM1

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

03/26/2024

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

03/14/2024

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

03/14/2024

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

03/14/2024

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

03/14/2024

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

03/14/2024

R.PR

REGISTERED-PRINCIPAL REGISTER

03/26/2019

SUNA

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

02/21/2019

CNPR

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

02/20/2019

SUPC

STATEMENT OF USE PROCESSING COMPLETE

02/20/2019

IUAF

USE AMENDMENT FILED

02/15/2019

EISU

TEAS STATEMENT OF USE RECEIVED

02/15/2019

EXRA

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

09/08/2018

EX5G

SOU EXTENSION 5 GRANTED

09/07/2018

AITU

CASE ASSIGNED TO INTENT TO USE PARALEGAL

09/07/2018

EXT5

SOU EXTENSION 5 FILED

08/29/2018

EEXT

SOU TEAS EXTENSION RECEIVED

08/29/2018

EXRA

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

03/07/2018

EX4G

SOU EXTENSION 4 GRANTED

03/05/2018

EXT4

SOU EXTENSION 4 FILED

03/05/2018

EEXT

SOU TEAS EXTENSION RECEIVED

03/05/2018

EXRA

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

08/26/2017

EX3G

SOU EXTENSION 3 GRANTED

08/24/2017

EXT3

SOU EXTENSION 3 FILED

08/24/2017

EEXT

SOU TEAS EXTENSION RECEIVED

08/24/2017

EXRA

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

03/01/2017

EX2G

SOU EXTENSION 2 GRANTED

02/27/2017

EXT2

SOU EXTENSION 2 FILED

02/27/2017

EEXT

SOU TEAS EXTENSION RECEIVED

02/27/2017

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

01/17/2017

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

01/17/2017

EXRA

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

08/25/2016

EX1G

SOU EXTENSION 1 GRANTED

08/23/2016

EXT1

SOU EXTENSION 1 FILED

08/23/2016

EEXT

SOU TEAS EXTENSION RECEIVED

08/23/2016

NOAM

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

03/08/2016

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

01/12/2016

PUBO

PUBLISHED FOR OPPOSITION

01/12/2016

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

12/24/2015

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

12/05/2015

ALIE

ASSIGNED TO LIE

12/05/2015

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

10/07/2015

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

10/07/2015

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

10/06/2015

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

10/06/2015

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

09/22/2015

GNRT

NON-FINAL ACTION E-MAILED

09/22/2015

CNRT

NON-FINAL ACTION WRITTEN

09/22/2015

DOCK

ASSIGNED TO EXAMINER

09/19/2015

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

06/15/2015

NWAP

NEW APPLICATION ENTERED

06/13/2015

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