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Official data from USPTO

SHAREBUILDER 401K

Did you know this trademark is already registered in United States?

Before investing in name, identity, and promotion, validate collision risk and registration strategy to avoid wasting time and budget.

Active USPTO registrationType: CombinedOffice: US

Quick snapshot

SHAREBUILDER 401K

ST13

US500000078781964

Class

36

Filing

78781964

Registration

3168638

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

Attention: there is active risk

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

29

Latest update

11/08/2025

Classification

Registered

Trademark type

Combined

Nice classes

36

Filing date

12/28/2005

Registration date

11/07/2006

Expiration date

-

Recommended action

Perform a full collision analysis and validate classes before any filing or trademark investment.

Next step

These are the details of the registration process. Even so, constant monitoring is what ensures peace of mind that your main asset remains protected.

Complete case details

Structured fields from the responsible authority and the official record.

Status date

01/13/2017

Last transaction

11/08/2025

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

First use anywhere

10/12/2005

First use in commerce

10/12/2005

Drawing code

5

Owner type

03

Owner location

SEATTLE, WA

Examiner

CARRUTHERS, SUE

Law office

L80

Current location

GENERIC WEB UPDATE

Mark description

The mark consists of the word element SHAREBUILDER 40K in which the vertical bar of the letter K also functions as the number 1, thus making 40K to read as 401K.

Holders and representatives

Holders

SHAREBUILDER INC.
SHAREBUILDER ADVISORS LLC
CAPITAL ONE HOLDINGS
S. C. (pessoa física)
S. C. (pessoa física)

Representatives

Capital One Financial Corporation

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Brokerage of shares or stocks and other securities; Financial investment in the field of 401K retirement programs for others; Financial services in the nature of an investment security; Financial servicesnamely assisting others with the completion of financial transactions for stocksbondssecurities and equities; Investment brokerage; Investment by electronic means; Investment management; Investment of funds for others; Providing stock market information; Providing stock/securities market information; Stock brokerage

Publications

History of USPTO decisions and trademark events.

29 publications found

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

11/07/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

05/03/2023

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

06/23/2022

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

01/26/2022

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

08/07/2019

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

07/31/2019

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

01/13/2017

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

01/13/2017

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

01/13/2017

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

01/13/2017

E89R

TEAS SECTION 8 & 9 RECEIVED

11/04/2016

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

11/07/2015

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

07/15/2015

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

12/13/2013

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

12/13/2013

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

12/01/2012

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

12/01/2012

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

12/01/2012

E815

TEAS SECTION 8 & 15 RECEIVED

11/05/2012

NOSU

NOTICE OF SUIT

06/20/2008

R.PR

REGISTERED-PRINCIPAL REGISTER

11/07/2006

DOCK

ASSIGNED TO EXAMINER

10/04/2006

PUBO

PUBLISHED FOR OPPOSITION

08/22/2006

NPUB

NOTICE OF PUBLICATION

08/02/2006

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

06/28/2006

ALIE

ASSIGNED TO LIE

06/23/2006

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

06/22/2006

DOCK

ASSIGNED TO EXAMINER

06/22/2006

NWAP

NEW APPLICATION ENTERED

01/05/2006

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