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Official data from USPTO

UBS ASSET MANAGEMENT

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: US

Quick snapshot

UBS ASSET MANAGEMENT

ST13

US500000077354427

Class

35, 36

Filing

77354427

Registration

3623967

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

Attention: there is active risk

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

44

Latest update

07/23/2025

Classification

Registered

Trademark type

Word

Nice classes

35, 36

Filing date

12/18/2007

Registration date

05/19/2009

Expiration date

-

Recommended action

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Next step

These are the details of the registration process. Even so, constant monitoring is what ensures peace of mind that your main asset remains protected.

Complete case details

Structured fields from the responsible authority and the official record.

Status date

12/17/2019

Last transaction

07/23/2025

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

Filing basis

Intent to use

First use anywhere

2002-04-00

First use in commerce

2002-04-00

Drawing code

4

Owner type

03

Owner location

ZURICH, CH

Examiner

FICKES, JERI

Law office

L70

Current location

TMEG LAW OFFICE 107

Holders and representatives

Holders

UBS GROUP AG
UBS AG

Representatives

Dyan M. House Baker & Mckenzie, LLP

Technical classification

Nice Classes

Class 35Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 35

Preparation of financial business reports; financial statement preparation and analysis for businesses

Class 36

Banking; financial affairsfinancial managementfinancial planningfinancial forecastingfinancial portfolio management and financial analysis and consultation; insurance affairsinsurance brokerage and insurance consultation for all types of insurance; financial information provided by electronic means; financial servicesproviding information in the field of finance via the Internet and providing on-line stored value accounts in an electronic environment; electronic banking services via a global computer network; stock brokerage servicestrading in securitiesderivatives and currencies; monetary exchange; commodities exchange services; financial exchange; financial information in the nature of rates of exchange; futures exchange services; currency exchange and advice; brokerage in the field of commoditiesinvestmentsreal estatemortgagemutual fundssecurities and stocks; consultation services in the field of bankingcommoditiesinvestmentsreal estatemortgagemutual fundssecuritiesstockscapital investmentcredit and credit inquiry; agencies in the field of bonds and other securities; transfer agency services rendered to issuers of investment securities; financial consultation services in the field of payment systems; investment management servicesmanagement of assets; administration of employee pension plans for others; financial transactionsinvestment fund transfer and transaction services; debit card services; debit account services via a computer readable card; consultancy services in the field of financial planning and financial management; financial managementmanagement of mutual funds; financial consultation services in the field of financial planningfinancial managementpayment systems; investment management and risk management; financial services for trustsinvestment fund transfer and transaction services; investment advisory services and asset management services ; real estate acquisition services; real estate equity sharingmanaging and arranging for co-ownership of real estate; real estate investment; real estate management; estate trust management; trust servicesinvestment and trust company services; estate planning; trusteeship representatives; providing investment advicein connection with insurancefinancebankingcommoditycurrency and real estate services; consultation and commissioning orders in connection with insurancefinancebankingcommoditycurrency and real estate services; brokerage services in connection with trading in energysources of energy and energy by-products; and financial sponsorship in the fields of the cultural artssports and research into economicspolitics and law

Publications

History of USPTO decisions and trademark events.

44 publications found

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

07/16/2025

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

07/16/2025

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

07/16/2025

A7OK

AMENDMENT UNDER SECTION 7 - PROCESSED

01/31/2020

EROP

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

01/31/2020

PRAM

POST REGISTRATION ACTION MAILED - SEC. 7

01/31/2020

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

01/14/2020

WDRL

OTQR WITHDRAWAL FROM PUBLICATION

01/10/2020

NAS8

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

12/17/2019

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

12/17/2019

9G8P

REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8

12/17/2019

8PRT

REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED

12/17/2019

A7OK

AMENDMENT UNDER SECTION 7 - PROCESSED

12/17/2019

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

11/16/2019

E89R

TEAS SECTION 8 & 9 RECEIVED

10/09/2019

ES7R

TEAS SECTION 7 REQUEST RECEIVED

10/09/2019

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

05/19/2018

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

01/25/2017

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

09/12/2014

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

09/12/2014

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

09/12/2014

E815

TEAS SECTION 8 & 15 RECEIVED

08/28/2014

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

08/18/2010

R.PR

REGISTERED-PRINCIPAL REGISTER

05/19/2009

REGV

LAW OFFICE REGISTRATION REVIEW COMPLETED

04/10/2009

CNPR

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

04/10/2009

SUPC

STATEMENT OF USE PROCESSING COMPLETE

03/31/2009

AITU

CASE ASSIGNED TO INTENT TO USE PARALEGAL

03/31/2009

IUAF

USE AMENDMENT FILED

03/09/2009

EISU

TEAS STATEMENT OF USE RECEIVED

03/09/2009

NOAM

NOA MAILED - SOU REQUIRED FROM APPLICANT

10/07/2008

PUBO

PUBLISHED FOR OPPOSITION

07/15/2008

NPUB

NOTICE OF PUBLICATION

06/25/2008

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

06/11/2008

ALIE

ASSIGNED TO LIE

06/11/2008

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

06/11/2008

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

05/27/2008

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

05/27/2008

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

05/27/2008

GPRN

NOTIFICATION OF PRIORITY ACTION E-MAILED

03/24/2008

GPRA

PRIORITY ACTION E-MAILED

03/24/2008

CPRA

PRIORITY ACTION WRITTEN

03/24/2008

DOCK

ASSIGNED TO EXAMINER

03/21/2008

NWAP

NEW APPLICATION ENTERED

12/21/2007

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