NRCC
NOTICE OF REGISTRATION CONFIRMATION EMAILED
02/17/2026
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Official data from USPTO
401 FINANCIAL
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
401 FINANCIAL
ST13
US500000098942736Class
36
Filing
98942736
Registration
8140788
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
26
Latest update
02/17/2026
Trademark type
Word
Nice classes
36
Filing date
01/07/2025
Registration date
02/17/2026
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
02/17/2026
Last transaction
02/17/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
First use anywhere
06/01/2013
First use in commerce
06/01/2013
Drawing code
4
Owner type
03
Owner location
ORANGEVALE, CA, US
Examiner
WELLS, KELLEY L
Law office
M90
Current location
FILE REPOSITORY (FRANCONIA)
Holders and representatives
Holders
Jeff Lorenz Financial Services, Inc.
Representatives
Donna L. Mirman LZ Legal Services, LLC
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial services in the nature of an investment security; Financial servicesassisting others with the completion of financial transactions for stocksbondssecurities and equities; Financial servicesbroker/dealer services on securities exchanges and over-the-counter markets; Financial servicescoordinationwithin a single accountof an investment portfolio's maintenancetradingrebalancingtax management needs; Financial serviceselectronic transfer of cryptocurrency; Financial servicesinvestment adviceinvestment managementinvestment consultation and investment of funds for othersincluding private and public equity and debt investment services; Financial serviceslife insurance settlement services; Financial servicesproprietary trading in commoditiessecuritiesoptionsfuturesequities and fixed income products in the United States and overseas market securities; Financial servicesproviding an investment option available for variable annuity and variable life insurance products; Financial servicesthe trading of financial instrumentssecuritiessharesoptions and other derivative products; Financial serviceswealth management services; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services relating to micro creditsmicro finance and energy products; Financial advisory and consultancy servicesthe creation of personalized strategies to achieve financial independence; Financial advisory and consultancy servicesthe creation of personalized strategies to achieve financial independence by investing in StockBondETFMutual fundInsurance products.; Financial affairs and monetary affairsfinancial informationmanagement and analysis services; Financial analysis and research services; Financial and investment servicesasset and investment acquisitionconsultationadvisory and development; Financial consultancy services; Financial consulting servicesexpert analysis in finance
Publications
History of USPTO decisions and trademark events.
26 publications found
R.PR
REGISTERED-PRINCIPAL REGISTER
02/17/2026
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
12/30/2025
PUBO
PUBLISHED FOR OPPOSITION
12/30/2025
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
12/24/2025
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/04/2025
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
12/03/2025
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
12/03/2025
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
12/03/2025
DOCK
ASSIGNED TO EXAMINER
11/19/2025
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
09/10/2025
GNRT
NON-FINAL ACTION E-MAILED
09/10/2025
CNRT
NON-FINAL ACTION WRITTEN
09/10/2025
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
07/28/2025
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
07/28/2025
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
07/28/2025
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
07/16/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
07/16/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
07/16/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
07/16/2025
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
06/26/2025
GNRT
NON-FINAL ACTION E-MAILED
06/26/2025
CNRT
NON-FINAL ACTION WRITTEN
06/26/2025
DOCK
ASSIGNED TO EXAMINER
06/17/2025
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
01/19/2025
NWAP
NEW APPLICATION ENTERED
01/07/2025
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