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Official data from USPTO

FIRST TRUST CAPITAL MANAGEMENT

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

FIRST TRUST CAPITAL MANAGEMENT

ST13

US500000098929982

Class

36

Filing

98929982

Registration

7965809

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

14

Latest update

10/14/2025

Trademark type

Word

Nice classes

36

Filing date

12/31/2024

Registration date

09/30/2025

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

09/30/2025

Last transaction

10/14/2025

Responsible office

United States Patent and Trademark Office

Status code

700

Official register

Principal Register

First use anywhere

11/05/2021

First use in commerce

11/05/2021

Drawing code

4

Owner type

13

Owner location

Wheaton, IL

Examiner

DUBIN,DAVID I

Current location

FILE REPOSITORY (FRANCONIA)

Holders and representatives

Holders

F. L. (pessoa física)

Representatives

RONALD DICERBO MCANDREWS, HELD & MALLOY

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Investment of funds; Financial and investment servicesfinancial management in the field of stocksfield of bondsfield of partnership and limited liability company interestsfield of optionsfield of commoditiesfield of futures and other securitiesthe field of investment of funds of others; Financial investment servicesadministering the issuance and underwriting of securities; Financial investment servicesfinancial research

Publications

History of USPTO decisions and trademark events.

14 publications found

NRCC

NOTICE OF REGISTRATION CONFIRMATION EMAILED

09/30/2025

R.PR

REGISTERED-PRINCIPAL REGISTER

09/30/2025

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

08/12/2025

PUBO

PUBLISHED FOR OPPOSITION

08/12/2025

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

08/06/2025

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

07/01/2025

XAEC

EXAMINER'S AMENDMENT ENTERED

06/12/2025

GNEN

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

06/12/2025

GNEA

EXAMINERS AMENDMENT E-MAILED

06/12/2025

CNEA

EXAMINERS AMENDMENT -WRITTEN

06/12/2025

DOCK

ASSIGNED TO EXAMINER

03/12/2025

MAFR

APPLICATION FILING RECEIPT MAILED

12/31/2024

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

12/31/2024

NWAP

NEW APPLICATION ENTERED

12/31/2024

Continuous trademark protection

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