NRCC
NOTICE OF REGISTRATION CONFIRMATION EMAILED
03/03/2026
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Official data from USPTO
FINANCIAL MARKETS. FORWARD.
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
FINANCIAL MARKETS. FORWARD.
ST13
US500000098168036Class
35, 36, 38, 42
Filing
98168036
Registration
8161946
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
34
Latest update
03/03/2026
Trademark type
Word
Nice classes
35, 36, 38, 42
Filing date
09/06/2023
Registration date
03/03/2026
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
03/03/2026
Last transaction
03/03/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
2023-09-00
First use in commerce
2023-09-00
Drawing code
4
Owner type
03
Owner location
Jersey City, NJ, US
Examiner
FRENCH, CURTIS W
Law office
M60
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
The Depository Trust & Clearing Corporation
Representatives
Carrie Webb Olson DAY PITNEY LLP
Technical classification
Nice Classes
Class 35Class 36Class 38Class 42
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services for business purposesthe collectionfinancial record-keepingdatabase managementpreparation of business reportsall of the foregoing of information relating to derivatives transactions for regulatory compliance; Financial record-keeping relating to derivatives transactions for regulatory compliance purposes; business legal entity data collectionupdating and maintenance of business legal entity data in computer databasesfor business purposes; business legal entity data issuanceissuance of legal entity identifiers for business purposes; Financial custody servicesfinancial records management concerning securities and other financial instruments for others for financial purposes
Class 36
Clearingreconcilingprocessing financial transactions via a global computer network; Financial transaction processing servicesprocessing and management of post trade activityclearance and settlement of financial transactions; Financial clearing houses; Financial transaction servicesnational clearinghouse services for the settlement of trades in securities and other financial products; Financial custody servicesmaintaining possession of securities and other financial instruments for others for financial purposes; Financial information servicesproviding commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwritingsettlementdeposit of eligible securities; Tax withholding agent services in the nature of holding funds for others in trust in anticipation of tax liability; Financial processingfinancial informationfinancial servicespayment services in the nature of settlement of commissions payments and invoices in the wealth management field regarding mutual fundsalternative investment productsinsurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual fundsalternative investment productsinsurance and retirement products; financial information services for use in connection with securities underwritingcorporate actions processingsecurities processingtax servicesissuer services of securities; Financial information services to automatestandardizecentralize mutual fundalternate investment productsinsurance and retirement products and processes; Financial information servicesproviding information regarding financial trade management; Financial transaction processing servicespost-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing servicesautomated securities trade matchingexecutionsettlement services; Financial transaction servicessecurities trading and settlement staging services; Financial transaction processing servicesassisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions
Class 38
Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging servicesfeaturing automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networksthe internet and direct lease-line connections
Class 42
Providing onlinenon-downloadable software to facilitate the processing and management of post trade activity; Providing onlinenon-downloadable software for automated securities trade matchingexecutionsettlement services; Providing onlinenon-downloadable software for use in securities trade allocation and confirmation; Providing an onlinenon-downloadable software platform for securities trade matching and processing; Providing onlinenon-downloadable software in the field of finance to facilitate access to and use of datareports and analytics related to financial instruments and transactions; Developing customized web pages featuring user-defined information in the field of financial instruments and transactions; Providing onlinenon-downloadable software to facilitate the management of securities as collateral; Providing onlinenon-downloadable software that automates and standardizes invoices and fee data to mutual fundsfacilitates fee payments between mutual funds and their intermediariesautomates settlement of mutual fund fees; Providing onlinenon-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information
Publications
History of USPTO decisions and trademark events.
34 publications found
R.PR
REGISTERED-PRINCIPAL REGISTER
03/03/2026
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
02/06/2026
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
02/06/2026
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
01/12/2026
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
01/12/2026
ALIE
ASSIGNED TO LIE
01/12/2026
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
12/23/2025
XELG
APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
11/15/2025
XELR
APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
11/15/2025
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
08/15/2025
GNRT
NON-FINAL ACTION E-MAILED
08/15/2025
CNRT
SU - NON-FINAL ACTION - WRITTEN
08/15/2025
SUPC
STATEMENT OF USE PROCESSING COMPLETE
08/14/2025
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
05/20/2025
IUAF
USE AMENDMENT FILED
05/19/2025
EISU
TEAS STATEMENT OF USE RECEIVED
05/19/2025
EX1G
SOU EXTENSION 1 GRANTED
05/19/2025
EXT1
SOU EXTENSION 1 FILED
05/19/2025
EEXT
SOU TEAS EXTENSION RECEIVED
05/19/2025
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
11/19/2024
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
10/08/2024
PUBO
PUBLISHED FOR OPPOSITION
10/08/2024
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
09/18/2024
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
09/05/2024
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
08/08/2024
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
08/08/2024
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
08/08/2024
GPRN
NOTIFICATION OF PRIORITY ACTION E-MAILED
05/10/2024
GPRA
PRIORITY ACTION E-MAILED
05/10/2024
CPRA
PRIORITY ACTION WRITTEN
05/10/2024
DOCK
ASSIGNED TO EXAMINER
05/01/2024
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
09/30/2023
NWAP
NEW APPLICATION ENTERED
09/09/2023
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