EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
10/02/2025
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Official data from USPTO
OSAIC INSTITUTIONS
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
OSAIC INSTITUTIONS
ST13
US500000098059274Class
36
Filing
98059274
Registration
7645622
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
43
Latest update
10/08/2025
Trademark type
Word
Nice classes
36
Filing date
06/26/2023
Registration date
01/07/2025
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/07/2025
Last transaction
10/08/2025
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
2023-11-00
First use in commerce
2023-11-00
Drawing code
4
Owner type
03
Owner location
Scottsdale, AZ
Examiner
HARMON,RAYMOND E
Law office
L30
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC.
ADVISOR GROUP HOLDINGS, INC.
Representatives
Gayle Denman Davis Wright Tremaine LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
investment management servicesinvestment advisory servicesfinancial management servicesbroker-dealer financial services in the field of securitiesstocksbondsmutual funds; providing an Internet website portal in the field of investment management servicesinvestment advisory servicesfinancial management servicesbroker-dealer services related to securitiesstocksbonds and mutual funds; providing an Internet website portal offering informationadviceresearch to financial advisors and client investors in the field of investment management servicesinvestment advisory servicesfinancial management servicessecurities and mutual fund broker-dealer services
Publications
History of USPTO decisions and trademark events.
43 publications found
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/02/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
10/02/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
10/02/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/07/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
05/07/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
05/07/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
05/07/2025
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
05/07/2025
NRCC
NOTICE OF REGISTRATION CONFIRMATION EMAILED
01/07/2025
R.PR
REGISTERED-PRINCIPAL REGISTER
01/07/2025
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
12/16/2024
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
12/16/2024
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
12/14/2024
SUPC
STATEMENT OF USE PROCESSING COMPLETE
12/14/2024
EX2G
SOU EXTENSION 2 GRANTED
12/14/2024
IUAF
USE AMENDMENT FILED
12/12/2024
EXT2
SOU EXTENSION 2 FILED
12/12/2024
EEXT
SOU TEAS EXTENSION RECEIVED
12/12/2024
EISU
TEAS STATEMENT OF USE RECEIVED
12/12/2024
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
12/06/2024
EX1G
SOU EXTENSION 1 GRANTED
12/06/2024
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
12/06/2024
EXT1
SOU EXTENSION 1 FILED
11/11/2024
EEXT
SOU TEAS EXTENSION RECEIVED
11/11/2024
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
06/04/2024
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
04/09/2024
PUBO
PUBLISHED FOR OPPOSITION
04/09/2024
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
03/20/2024
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
03/01/2024
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
02/29/2024
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
02/29/2024
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
02/29/2024
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
02/26/2024
GNRT
NON-FINAL ACTION E-MAILED
02/26/2024
CNRT
NON-FINAL ACTION WRITTEN
02/26/2024
DOCK
ASSIGNED TO EXAMINER
02/26/2024
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/17/2023
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/17/2023
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/17/2023
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/04/2023
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
07/27/2023
NWAP
NEW APPLICATION ENTERED
06/29/2023
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