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Official data from USPTO

LADENBURG THALMANN

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

LADENBURG THALMANN

ST13

US500000097932107

Class

36

Filing

97932107

Registration

7387879

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

23

Latest update

10/08/2025

Trademark type

Word

Nice classes

36

Filing date

05/11/2023

Registration date

05/14/2024

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

05/14/2024

Last transaction

10/08/2025

Responsible office

United States Patent and Trademark Office

Status code

700

Official register

Principal Register

First use anywhere

1876-00-00

First use in commerce

1879-00-00

Drawing code

4

Owner type

03

Owner location

Scottsdale, AZ

Examiner

EULIN,INGRID C

Law office

L50

Current location

FILE REPOSITORY (FRANCONIA)

Holders and representatives

Holders

OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC.
ADVISOR GROUP HOLDINGS, INC.

Representatives

Gayle Denman Davis Wright Tremaine LLP

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

stock brokeragesecurity brokerageinvestment bankinginvestment brokerageinvestment consultationfinancial planningfinancial researchfinancial managementinvestment management

Publications

History of USPTO decisions and trademark events.

23 publications found

EWAF

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

10/02/2025

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

10/02/2025

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

10/02/2025

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

10/02/2025

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

05/07/2025

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

05/07/2025

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

05/07/2025

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

05/07/2025

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

05/07/2025

NRCC

NOTICE OF REGISTRATION CONFIRMATION EMAILED

05/14/2024

R.PR

REGISTERED-PRINCIPAL REGISTER

05/14/2024

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

03/04/2024

PUBO

PUBLISHED FOR OPPOSITION

02/27/2024

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

02/07/2024

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

02/07/2024

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

01/24/2024

DOCK

ASSIGNED TO EXAMINER

01/16/2024

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

11/17/2023

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

11/17/2023

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

11/17/2023

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

10/04/2023

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

06/11/2023

NWAP

NEW APPLICATION ENTERED

05/15/2023

Continuous trademark protection

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