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Official data from USPTO

COMPLYSCI

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

COMPLYSCI

ST13

US500000097131183

Class

9, 41

Filing

97131183

Registration

7141736

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

28

Latest update

11/08/2025

Trademark type

Word

Nice classes

9, 41

Filing date

11/18/2021

Registration date

08/22/2023

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

08/22/2023

Last transaction

11/08/2025

Responsible office

United States Patent and Trademark Office

Status code

700

Official register

Principal Register

First use anywhere

07/12/2016

First use in commerce

07/12/2016

Drawing code

4

Owner type

03

Owner location

Arlington, VA

Examiner

WICKERSHAM,JUSTIN SPENCER

Law office

M70

Current location

PUBLICATION AND ISSUE SECTION

Holders and representatives

Holders

COMPLY TECHNOLOGIES INC.
Compliance Science, Inc.

Representatives

Michael A. Geller DLA Piper LLP (US)

Technical classification

Nice Classes

Class 9Class 41

Vienna Codes

No Vienna codes available.

Goods and services

Class 9

Downloadable white papers in the fields of regulatory compliance in the field of bankingfinancesecuritiesauditingrisk managementaccounting industries; downloadable electronic newsletters delivered by email in the field of regulatory compliance in the banking financesecuritiesauditingrisk managementaccounting industries

Class 41

Educational servicesproviding non-downloadable webinars in the field of regulatory compliance requirementsSenior Managers and Certification Regimebusiness conflicts of interest; providing online newsletter via email in the fields of regulatory compliance in the fields of bankingfinancesecuritiesauditingrisk managementaccounting industries

Publications

History of USPTO decisions and trademark events.

28 publications found

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

11/03/2025

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

11/03/2025

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

11/03/2025

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

11/03/2025

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

11/03/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

05/08/2024

NRCC

NOTICE OF REGISTRATION CONFIRMATION EMAILED

08/22/2023

R.PR

REGISTERED-PRINCIPAL REGISTER

08/22/2023

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

06/06/2023

PUBO

PUBLISHED FOR OPPOSITION

06/06/2023

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

05/17/2023

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

04/28/2023

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

04/17/2023

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

04/17/2023

ERFR

TEAS REQUEST FOR RECONSIDERATION RECEIVED

04/17/2023

GNFN

NOTIFICATION OF FINAL REFUSAL EMAILED

04/17/2023

GNFR

FINAL REFUSAL E-MAILED

04/17/2023

CNFR

FINAL REFUSAL WRITTEN

04/17/2023

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

03/14/2023

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

03/14/2023

ALIE

ASSIGNED TO LIE

03/14/2023

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

12/30/2022

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

08/31/2022

GNRT

NON-FINAL ACTION E-MAILED

08/31/2022

CNRT

NON-FINAL ACTION WRITTEN

08/31/2022

DOCK

ASSIGNED TO EXAMINER

08/30/2022

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

11/23/2021

NWAP

NEW APPLICATION ENTERED

11/22/2021

Continuous trademark protection

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