REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
06/08/2026
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Official data from USPTO
NB MATERIALITY MATRIX
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
NB MATERIALITY MATRIX
ST13
US500000088804490Class
36
Filing
88804490
Registration
6381458
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
33
Latest update
06/09/2026
Trademark type
Word
Nice classes
36
Filing date
02/20/2020
Registration date
06/08/2021
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
06/08/2021
Last transaction
06/09/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
2020-05-00
First use in commerce
2020-05-00
Drawing code
4
Owner type
16
Owner location
New York, NY, US
Examiner
FOSTER, ALEXANDRA M.
Law office
M80
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
Neuberger Berman Group LLC
Representatives
Claudia W. Stangle LEYDIG, VOIT & MAYER, LTD.
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial servicesinvestment advisoryinvestment managementasset managementportfolio managementinvestment brokeragesecurities brokerageinvestment consultationwealth managementfinancial planning services; all the aforesaid services also available via the Internet or a similar electronic network; financial and investment servicesinvestment advisory and investment management and brokerage of securitieshedge fundsprivate equity fundswrap fee programsseparate accountsvariable annuity programsstocksbondscommoditiesderivatives and debt investmentlimited partnerships; financial servicesfinancial researchanalysisconsultationinformation services; financial servicesinvestment fund transfer and transaction services; financial custody servicescommission of servicing and management of financial assets; management and investment of funds and assets of others; capital investment services; financial servicesmutual fund advisory and investment management servicesmutual fund distribution servicesmutual fund underwriting and administration servicesvariable annuities investment services; clearance servicesclearing and settling financial transactions on behalf of others; maintaining assets and securities for othersconfirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services
Publications
History of USPTO decisions and trademark events.
33 publications found
R.PR
REGISTERED-PRINCIPAL REGISTER
06/08/2021
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
05/07/2021
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
05/07/2021
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
05/06/2021
SUPC
STATEMENT OF USE PROCESSING COMPLETE
05/06/2021
EX1G
SOU EXTENSION 1 GRANTED
05/06/2021
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
05/06/2021
IUAF
USE AMENDMENT FILED
04/23/2021
EXT1
SOU EXTENSION 1 FILED
04/23/2021
EEXT
SOU TEAS EXTENSION RECEIVED
04/23/2021
EISU
TEAS STATEMENT OF USE RECEIVED
04/23/2021
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
11/17/2020
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
09/22/2020
PUBO
PUBLISHED FOR OPPOSITION
09/22/2020
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
09/02/2020
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
08/14/2020
XAEC
EXAMINER'S AMENDMENT ENTERED
08/14/2020
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
08/14/2020
GNEA
EXAMINERS AMENDMENT E-MAILED
08/14/2020
CNEA
EXAMINERS AMENDMENT -WRITTEN
08/14/2020
GNFN
NOTIFICATION OF FINAL REFUSAL EMAILED
07/27/2020
GNFR
FINAL REFUSAL E-MAILED
07/27/2020
CNFR
FINAL REFUSAL WRITTEN
07/27/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
07/24/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
07/23/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
07/23/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
05/07/2020
GNRT
NON-FINAL ACTION E-MAILED
05/07/2020
CNRT
NON-FINAL ACTION WRITTEN
05/07/2020
DOCK
ASSIGNED TO EXAMINER
04/25/2020
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
02/25/2020
NWAP
NEW APPLICATION ENTERED
02/24/2020
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