CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
05/10/2023
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Official data from USPTO
ADVANCING FINANCIAL MARKETS. TOGETHER.
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
ADVANCING FINANCIAL MARKETS. TOGETHER.
ST13
US500000088795690Class
9, 35, 36, 38, 41, 42
Filing
88795690
Registration
6918733
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
50
Latest update
05/10/2023
Trademark type
Word
Nice classes
9, 35, 36, 38, 41, 42
Filing date
02/13/2020
Registration date
12/06/2022
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
12/06/2022
Last transaction
12/06/2022
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
2020-03-00
First use in commerce
2020-03-00
Drawing code
4
Owner type
03
Owner location
Jersey City, NJ
Examiner
SINGH, TEJBIR
Law office
L60
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
The Depository Trust & Clearing Corporation
The Depository Trust & Clearing Corporation
Representatives
Carrie Webb Olson DAY PITNEY LLP
Technical classification
Nice Classes
Class 9Class 35Class 36Class 38Class 41Class 42
Vienna Codes
No Vienna codes available.
Goods and services
Class 9
Downloadable computer software in the fields of securities trade processing and trade management for use in managing financial transactions; Downloadable electronic publications in the nature of articleswhitepapersreports in the field of financial services
Class 35
Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services for business purposesthe collectionfinancial record-keepingdatabase managementpreparation of business reportsall of the foregoing of information relating to derivatives transactions for regulatory compliance; Financial record-keeping relating to derivatives transactions for regulatory compliance purposes; business legal entity data collectionupdating and maintenance of business legal entity data in computer databasesfor business purposes; business legal entity data issuanceissuance of legal entity identifiers for business purposes; Financial custody servicesfinancial records management concerning securities and other financial instruments for others for financial purposes
Class 36
Clearingreconcilingprocessing financial transactions via a global computer network; Financial transaction processing servicesprocessing and management of post trade activityclearance and settlement of financial transactions; Financial clearing houses; Financial transaction servicesnational clearinghouse services for the settlement of trades in securities and other financial products; Financial custody servicesmaintaining possession of securities and other financial instruments for others for financial purposes; Financial information servicesproviding commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwritingsettlementdeposit of eligible securities; Tax withholding agent services in the nature of holding funds for others in trust in anticipation of tax liability; Financial processingfinancial informationfinancial servicespayment services in the nature of settlement of commissions payments and invoices in the wealth management field regarding mutual fundsalternative investment productsinsurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual fundsalternative investment productsinsurance and retirement products; financial information services for use in connection with securities underwritingcorporate actions processingsecurities processingtax servicesissuer services of securities; Financial information services to automatestandardizecentralize mutual fundalternate investment productsinsurance and retirement products and processes; Financial information servicesproviding information regarding financial trade management; Financial transaction processing servicespost-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing servicesautomated securities trade matchingexecutionsettlement services; Financial transaction servicessecurities trading and settlement staging services; Financial transaction processing servicesassisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions
Class 38
Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging servicesfeaturing automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networksthe internet and direct lease-line connections
Class 41
Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational servicesdevelopment and dissemination of on-line printed educational materials in the field of finance; providing onlinenon-downloadable electronic publications in the nature of articleswhitepapersreportsin the field of financial services
Class 42
Providing onlinenon-downloadable software to facilitate the processing and management of post trade activity; Providing onlinenon-downloadable software for automated securities trade matchingexecutionsettlement services; Providing onlinenon-downloadable software for use in securities trade allocation and confirmation; Providing an onlinenon-downloadable platform for securities trade matching and processing; Providing onlinenon-downloadable software in the field of finance to facilitate access to and use of datareports and analytics related to financial instruments and transactions; Developing customized web pages featuring user-defined information in the field of financial instruments and transactions; Providing onlinenon-downloadable software to facilitate the management of securities as collateral; Providing onlinenon-downloadable software that automates and standardizes invoices and fee data to mutual fundsfacilitates fee payments between mutual funds and their intermediariesautomates settlement of mutual fund fees; Providing onlinenon-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information; Educational servicesdevelopment of on-line educational materials in the nature of software in the field of finance
Publications
History of USPTO decisions and trademark events.
50 publications found
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/10/2023
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
05/10/2023
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
05/10/2023
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
05/10/2023
NRCC
NOTICE OF REGISTRATION CONFIRMATION EMAILED
12/06/2022
R.PR
REGISTERED-PRINCIPAL REGISTER
12/06/2022
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
11/03/2022
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
11/02/2022
SUPC
STATEMENT OF USE PROCESSING COMPLETE
09/28/2022
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
09/27/2022
IUAF
USE AMENDMENT FILED
09/14/2022
EISU
TEAS STATEMENT OF USE RECEIVED
09/14/2022
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
04/06/2022
EX2G
SOU EXTENSION 2 GRANTED
04/04/2022
EXT2
SOU EXTENSION 2 FILED
04/04/2022
EEXT
SOU TEAS EXTENSION RECEIVED
04/04/2022
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
10/08/2021
EX1G
SOU EXTENSION 1 GRANTED
10/06/2021
EXT1
SOU EXTENSION 1 FILED
10/06/2021
EEXT
SOU TEAS EXTENSION RECEIVED
10/06/2021
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
04/06/2021
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
02/09/2021
PUBO
PUBLISHED FOR OPPOSITION
02/09/2021
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
01/20/2021
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
01/04/2021
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
11/30/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
11/29/2020
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
11/29/2020
RDX3
NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED
11/10/2020
RDX1
ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED
11/10/2020
RRDX
ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED
11/10/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
10/20/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
10/20/2020
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
10/20/2020
GNFN
NOTIFICATION OF FINAL REFUSAL EMAILED
09/03/2020
GNFR
FINAL REFUSAL E-MAILED
09/03/2020
CNFR
FINAL REFUSAL WRITTEN
09/03/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
08/26/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
08/26/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
08/26/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
08/20/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
08/19/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
08/19/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
05/11/2020
GNRT
NON-FINAL ACTION E-MAILED
05/11/2020
CNRT
NON-FINAL ACTION WRITTEN
05/11/2020
DOCK
ASSIGNED TO EXAMINER
05/05/2020
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
02/19/2020
NWAP
NEW APPLICATION ENTERED
02/17/2020
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