NA15
SEC. 15 ACKNOWLEDGEMENT - E-MAILED
01/30/2026
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Official data from USPTO
FINANCIAL RISK AND REGULATION (FRR)
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
FINANCIAL RISK AND REGULATION (FRR)
ST13
US500000088784934Class
35, 41, 42
Filing
88784934
Registration
6140575
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
22
Latest update
01/31/2026
Trademark type
Word
Nice classes
35, 41, 42
Filing date
02/04/2020
Registration date
09/01/2020
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/30/2026
Last transaction
01/31/2026
Responsible office
United States Patent and Trademark Office
Status code
701
Official register
Principal Register
First use anywhere
12/02/2019
First use in commerce
12/02/2019
Drawing code
4
Owner type
99
Owner location
Jersey City, NJ
Examiner
SPARACINO, MARK V
Current location
Historical data usage
Holders and representatives
Holders
Global Association of Risk Professionals, Inc.
Representatives
Glenn S. Bacal BACAL LAW GROUP, P.C.
Technical classification
Nice Classes
Class 35Class 41Class 42
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Testing to determine professional competency in the field of market risk managementcredit risk management; operational risk managementasset and liability management; Testing to determine professional competency in the field of risk managementparticularly in the areas of how financial risk impacts assetsinstitutions and systemsas well as the global financial infrastructure
Class 41
Providing education in the field of market risk managementcredit risk managementoperational risk managementasset and liability management rendered through a self-study course followed by an examination; Providing education in the field of risk managementparticularly in the areas of how financial risk impacts assetsinstitutions and systemsas well as the global financial infrastructurerendered through a self-study course followed by an examination
Class 42
Testinganalysis and evaluation of the skillsqualificationsknowledge and competencies of others for the purpose of achieving a certificate by passing a financial candidate's course and exam in the areas of market risk managementcredit risk management; operational risk managementasset and liability management; Testinganalysis and evaluation of the skillsqualificationsknowledge and competencies of others for the purpose of achieving a certificate by passing a financial candidate's course and exam in the areas of risk managementparticularly in the areas of how financial risk impacts assetsinstitutions and systemsas well as the global financial infrastructure
Publications
History of USPTO decisions and trademark events.
22 publications found
15AK
REGISTERED - SEC. 15 ACKNOWLEDGED
01/30/2026
NAS8
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
01/30/2026
8.OK
REGISTERED - SEC. 8 (6-YR) ACCEPTED
01/30/2026
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/26/2026
E15R
TEAS SECTION 15 RECEIVED
09/11/2025
ES8R
TEAS SECTION 8 RECEIVED
09/11/2025
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
09/01/2025
R.PR
REGISTERED-PRINCIPAL REGISTER
09/01/2020
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
06/16/2020
PUBO
PUBLISHED FOR OPPOSITION
06/16/2020
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
05/27/2020
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
05/09/2020
ALIE
ASSIGNED TO LIE
05/08/2020
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
04/29/2020
XAEC
EXAMINER'S AMENDMENT ENTERED
04/29/2020
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
04/29/2020
GNEA
EXAMINERS AMENDMENT E-MAILED
04/29/2020
CNEA
EXAMINERS AMENDMENT -WRITTEN
04/29/2020
DOCK
ASSIGNED TO EXAMINER
04/23/2020
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
02/08/2020
NWAP
NEW APPLICATION ENTERED
02/07/2020
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