E815
TEAS SECTION 8 & 15 RECEIVED
07/29/2026
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Official data from USPTO
FINRA
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: CombinedOffice: United States
Quick snapshot
ST13
US500000088613203Class
9, 35, 36, 41, 42, 45
Filing
88613203
Registration
6120509
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
27
Latest update
07/29/2026
Trademark type
Combined
Nice classes
9, 35, 36, 41, 42, 45
Filing date
09/11/2019
Registration date
08/04/2020
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
08/04/2020
Last transaction
07/29/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
07/30/2007
First use in commerce
07/30/2007
Drawing code
5
Owner type
99
Owner location
Washington, DC, US
Examiner
CHUO, EMILY M
Law office
O30
Current location
PUBLICATION AND ISSUE SECTION
Mark description
The mark consists of the stylized letters "FINRA".
Holders and representatives
Holders
Financial Industry Regulatory Authority, Inc.
Representatives
Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI
Technical classification
Nice Classes
Class 9Class 35Class 36Class 41Class 42Class 45
Vienna Codes
No Vienna codes available.
Goods and services
Class 9
Downloadable computer software containing accessible databases and downloadable computer software used to access online databasesboth pertaining to licensingemployment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for trainingtestingcertification of professional and employment skills and abilities; downloadable podcasts with information related to securitiesequities and financial investments
Class 35
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investorsproviding and maintaining a registry of member firms and their employeesinvestment advisors and individuals and entities within the securities and investment industry; promoting the services of othersadvertising and marketing a series of discounted insurancemail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industryfeaturing clothinghatsbagsoffice supplies and accessorieswatchespaper goodsumbrellascoffee mugs; business services for othersproviding an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association servicescreating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industriesenforcement of securities regulations and securities trade rulesinvestigation to evaluate compliance with securities regulations and securities trade rulesdisciplining securities firms and individuals who violate securities rules and lawsinvestigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
Class 36
Financial consulting services for othersproviding analysis of securities market regulationsmanagement and operationsproviding advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities tradingcorporate bond transactionssecurities regulationfinancial investmentssecuritiessecurities firmsbroker/dealers and investment advisorsgrantsinvestor protectionrules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bondsequities and securitiesreports on bondsequities and securities tradescomparisons of bondsequities and securities trades
Class 41
Educational servicesconducting seminarsconferences and workshops in the fields of securities regulation and complianceinvestor educationproviding continuing education programs for securities industry professionals
Class 42
Providing online non-downloadable softwarean online database pertaining to securities transactionssecurities customer and account; providing online non-downloadable softwarean online repository for trackingmaintainingprocessing and storing data; electronic data storage; providing online non-downloadable softwareproviding software for monitoringtrackinglogginganalyzingauditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
Class 45
Arbitrationmediation and dispute resolution services
Publications
History of USPTO decisions and trademark events.
27 publications found
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
08/04/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/14/2024
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/14/2024
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/14/2024
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
03/14/2024
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
03/14/2024
R.PR
REGISTERED-PRINCIPAL REGISTER
08/04/2020
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
06/30/2020
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
06/29/2020
SUPC
STATEMENT OF USE PROCESSING COMPLETE
06/17/2020
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
06/17/2020
IUAF
USE AMENDMENT FILED
05/27/2020
EISU
TEAS STATEMENT OF USE RECEIVED
05/27/2020
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
03/10/2020
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
01/14/2020
PUBO
PUBLISHED FOR OPPOSITION
01/14/2020
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
12/25/2019
ALIE
ASSIGNED TO LIE
12/09/2019
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/03/2019
XAEC
EXAMINER'S AMENDMENT ENTERED
12/03/2019
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
12/03/2019
GNEA
EXAMINERS AMENDMENT E-MAILED
12/03/2019
CNEA
EXAMINERS AMENDMENT -WRITTEN
12/03/2019
DOCK
ASSIGNED TO EXAMINER
12/02/2019
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
09/20/2019
NWAP
NEW APPLICATION ENTERED
09/14/2019
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