TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/12/2022
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Official data from USPTO
PIPER SANDLER
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
PIPER SANDLER
ST13
US500000088503354Class
9, 16, 35, 36, 41, 42
Filing
88503354
Registration
6768512
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
41
Latest update
06/02/2023
Trademark type
Word
Nice classes
9, 16, 35, 36, 41, 42
Filing date
07/08/2019
Registration date
06/21/2022
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
06/21/2022
Last transaction
06/02/2023
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
01/03/2020
First use in commerce
01/03/2020
Drawing code
4
Owner type
03
Owner location
Minneapolis, MN, US
Examiner
BURDECKI, ANNA C
Law office
L80
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
Piper Sandler & Co
Piper Jaffray & Co.
Representatives
James R. Steffen Faegre Drinker Biddle & Reath LLP
Technical classification
Nice Classes
Class 9Class 16Class 35Class 36Class 41Class 42
Vienna Codes
No Vienna codes available.
Goods and services
Class 9
DVDs featuring investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Downloadable electronic publications in the nature of newslettersresearch reportschartsgridspitch booksportfolio reportspresentations and webcasts in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Downloadable publications in electronic form in the nature of newslettersresearch reportschartsgridspitch booksportfolio reportspresentations and webcasts in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestmentsupplied on-line from a database or from facilities provided on the Internet or other networks including websites; Downloadable electronic publications in the nature of reports in the fields of financial matters and investment matters
Class 16
Printed publicationsnewslettersresearch reportschartsgridspitch booksportfolio reportspresentations in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Publicity texts being information flyers featuring investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Newsletters in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Manuals in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Directories of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Booklets in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Booklets containing information on securities and investment banking; Brochures about investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Brochures containing information on securities and investment banking; Leaflets about investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Leaflets containing information on securities and investment banking; Pamphlets in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Pamphlets containing information on securities and investment banking; Stationery; Calendars; Printed reports featuring information in the fields of financial matters and investment matters
Class 35
Business advice and information relating to loansfinancecapital; Preparation of reports relating to financial matters and investment matters; Consultation services in the field of business mergers and acquisitions; Tax advisory services
Class 36
Automated securities brokerage; Banking services; Bond trading being trading in securities; Bond brokerage services; Business finance procurement and consultation services; Capital investment services; Corporate finance servicesconsultation in the field of capital structure; Financial advisory and consultancy services; Financial analysis and consultation services; Financial analysis and research services; Financial and investment research and information services; Financial counseling being financial advice related to investment securities; Financial forecasting; Financial information provided by electronic means; Financial investment in the field of annuities; Financial investment in the field of debt securities; Financial investment in the field of hedging instruments being hedge funds; Financial investment in the field of mutual funds; Financial investment in the field of securities; Financial investment in the field of stocks; Financial management; Financial portfolio management; Financial research services; Financial servicesfinancial consultancyfinancial portfolio analysisfinancial management in the fields of public financeinstitutional equitiesfixed incomemerchant bankingprivate equitymortgage finance; Financial servicesraising debt and equity capital for others; Financial valuations; Financing of loans; Financing services; Fixed income products trading being trading in securities; Fixed income products brokerage services; Fund investment consultation; Funds investment; Informationconsultancyresearch services relating to finance and investments; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Consumer and commercial lending and debt solutions advisory services; Financing and loan servicesloan underwriting; Mortgage banking services; Mutual fund brokerage; Private equity servicesproviding financing to emerging and start-up companies; Providing information and research in the fields of finance and investments; Providing financial information and investment information and financial news via e-mail; Providing a website featuring financial information and investment information; Providing a website featuring information in the fields of financial research and investment research; Real estate investment brokerage services; Securities trading and brokerage services; Stock trading being trading in securities; Stock brokerage services; Real estate investment trust management services; Underwriting services in the field of securities; Trust servicesunit trust and investment trust company services; Venture capital servicesproviding financing to emerging and start-up companies
Class 41
Non-downloadable electronic publications in the nature of newslettersresearch reportschartsgridspitch booksportfolio reportspresentations and webcasts in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Non-downloadable publications in electronic form in the nature of newslettersresearch reportschartsgridspitch booksportfolio reportspresentations and webcasts in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestmentsupplied on-line from a database or from facilities provided on the Internet or other networks including websites
Class 42
Providing temporary use of on-line non-downloadable computer software for management of financial assets and providing financial information in the fields of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information in the fields of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment relating to financial information; Providing temporary use of on-line non-downloadable computer software for the management of financial assets; Providing temporary use of on-line non-downloadable software for providing access to proprietary databases online in the field of investment bankingpublic financeinstitutional equitiesfixed incomemerchant bankinginvestment researchprivate equityequity and debt capital marketsmortgage financemunicipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information relating to financial information; Providing temporary use of on-line non-downloadable software for searching and displaying charges incurred in administering financial assets
Publications
History of USPTO decisions and trademark events.
41 publications found
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
10/12/2022
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
10/12/2022
NRCC
NOTICE OF REGISTRATION CONFIRMATION EMAILED
06/21/2022
R.PR
REGISTERED-PRINCIPAL REGISTER
06/21/2022
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
05/19/2022
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
05/18/2022
SUPC
STATEMENT OF USE PROCESSING COMPLETE
04/20/2022
IUAF
USE AMENDMENT FILED
04/18/2022
EISU
TEAS STATEMENT OF USE RECEIVED
04/18/2022
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
03/19/2022
EX2G
SOU EXTENSION 2 GRANTED
03/18/2022
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
03/18/2022
EXT2
SOU EXTENSION 2 FILED
03/09/2022
EEXT
SOU TEAS EXTENSION RECEIVED
03/09/2022
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
09/10/2021
EX1G
SOU EXTENSION 1 GRANTED
09/08/2021
EXT1
SOU EXTENSION 1 FILED
09/08/2021
EEXT
SOU TEAS EXTENSION RECEIVED
09/08/2021
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
03/09/2021
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
01/12/2021
PUBO
PUBLISHED FOR OPPOSITION
01/12/2021
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
12/23/2020
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/03/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
11/13/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
11/12/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
11/12/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
05/12/2020
GNRT
NON-FINAL ACTION E-MAILED
05/12/2020
CNRT
NON-FINAL ACTION WRITTEN
05/12/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
04/03/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
04/03/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
04/03/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/22/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/22/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
10/03/2019
GNRT
NON-FINAL ACTION E-MAILED
10/03/2019
CNRT
NON-FINAL ACTION WRITTEN
10/03/2019
DOCK
ASSIGNED TO EXAMINER
09/24/2019
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
07/15/2019
NWAP
NEW APPLICATION ENTERED
07/11/2019
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