REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
09/08/2025
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Official data from USPTO
COMPLIANCE 401K
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
COMPLIANCE 401K
ST13
US500000088419076Class
45
Filing
88419076
Registration
6149746
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
17
Latest update
09/09/2025
Trademark type
Word
Nice classes
45
Filing date
05/07/2019
Registration date
09/08/2020
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
09/08/2020
Last transaction
09/09/2025
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Supplemental Register
First use anywhere
2018-00-00
First use in commerce
2018-00-00
Drawing code
4
Owner type
16
Owner location
The Woodlands, TX
Examiner
STEEL, ALYSSA
Law office
N60
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
3(16) Fiduciary Partners, LLC
Representatives
Megan L. Ruffin
Technical classification
Nice Classes
Class 45
Vienna Codes
No Vienna codes available.
Goods and services
Class 45
Fiduciary compliance consultingconsulting in the field of federal securities regulations governing investment advisory activities; Regulatory compliance consulting in the field of retirement plan administration
Publications
History of USPTO decisions and trademark events.
17 publications found
R.SR
REGISTERED-SUPPLEMENTAL REGISTER
09/08/2020
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
08/05/2020
ALIE
ASSIGNED TO LIE
07/29/2020
CNTA
APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
07/27/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
07/21/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
07/20/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
07/20/2020
GPRN
NOTIFICATION OF PRIORITY ACTION E-MAILED
01/21/2020
GPRA
PRIORITY ACTION E-MAILED
01/21/2020
CPRA
PRIORITY ACTION WRITTEN
01/21/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
07/24/2019
GNRT
NON-FINAL ACTION E-MAILED
07/24/2019
CNRT
NON-FINAL ACTION WRITTEN
07/24/2019
DOCK
ASSIGNED TO EXAMINER
07/22/2019
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
05/22/2019
NWAP
NEW APPLICATION ENTERED
05/10/2019
Continuous trademark protection
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