E815
TEAS SECTION 8 & 15 RECEIVED
05/26/2026
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Official data from USPTO
FINRA CAT
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
FINRA CAT
ST13
US500000088351274Class
35, 36, 41, 42, 45
Filing
88351274
Registration
6262460
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
43
Latest update
05/27/2026
Trademark type
Word
Nice classes
35, 36, 41, 42, 45
Filing date
03/21/2019
Registration date
02/02/2021
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
02/02/2021
Last transaction
05/27/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
04/24/2019
First use in commerce
04/24/2019
Drawing code
4
Owner type
99
Owner location
Washington, DC, US
Examiner
MAI, TINA HSIN
Law office
L80
Current location
TMEG LAW OFFICE 108
Holders and representatives
Holders
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority,Inc.
Representatives
Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI
Technical classification
Nice Classes
Class 35Class 36Class 41Class 42Class 45
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Business servicesmaintaining a consolidated database of securities transactions; business management services relating to computer technologiesbusiness automationcustomer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities
Class 36
Providing an online computer database with information regarding securities transactions; financial servicesstoringdocumenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry
Class 41
Educational servicesproviding educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactionsinformation securitydefinition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactionsinformation securitydefinition of financial securities datadistribution of educational materials in the nature of printed and downloadable brochures and information sheets in the fields of regulatory reporting of financial transactionsinformation securitydefinition of financial securities data in connection therewith
Class 42
Providing online non-downloadable softwarean online database pertaining to securities transactionssecurities customer and account; providing online non-downloadable softwarean online repository for trackingmaintainingprocessing and storing data; electronic data storage; providing online non-downloadable softwareproviding software for monitoringtrackinglogginganalyzingauditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
Class 45
Providing information relating to regulatory compliance in the financial securities industry
Publications
History of USPTO decisions and trademark events.
43 publications found
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
02/02/2026
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/14/2024
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/14/2024
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/14/2024
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
03/14/2024
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
03/14/2024
R.PR
REGISTERED-PRINCIPAL REGISTER
02/02/2021
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
12/31/2020
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
12/30/2020
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
12/29/2020
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
12/29/2020
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
12/29/2020
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
07/03/2020
GNRT
NON-FINAL ACTION E-MAILED
07/03/2020
CNRT
SU - NON-FINAL ACTION - WRITTEN
07/03/2020
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
06/26/2020
SUPC
STATEMENT OF USE PROCESSING COMPLETE
06/25/2020
EX1G
SOU EXTENSION 1 GRANTED
06/25/2020
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
06/25/2020
IUAF
USE AMENDMENT FILED
06/10/2020
EXT1
SOU EXTENSION 1 FILED
06/10/2020
EEXT
SOU TEAS EXTENSION RECEIVED
06/10/2020
EISU
TEAS STATEMENT OF USE RECEIVED
06/10/2020
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
03/10/2020
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
01/14/2020
PUBO
PUBLISHED FOR OPPOSITION
01/14/2020
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
12/25/2019
ALIE
ASSIGNED TO LIE
12/09/2019
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/06/2019
XAEC
EXAMINER'S AMENDMENT ENTERED
12/06/2019
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
12/06/2019
GNEA
EXAMINERS AMENDMENT E-MAILED
12/06/2019
CNEA
EXAMINERS AMENDMENT -WRITTEN
12/06/2019
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
12/04/2019
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
12/03/2019
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
12/03/2019
GPRN
NOTIFICATION OF PRIORITY ACTION E-MAILED
06/09/2019
GPRA
PRIORITY ACTION E-MAILED
06/09/2019
CPRA
PRIORITY ACTION WRITTEN
06/09/2019
DOCK
ASSIGNED TO EXAMINER
05/31/2019
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
04/09/2019
NWAP
NEW APPLICATION ENTERED
03/25/2019
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