REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
06/29/2026
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Official data from USPTO
QUI(K)
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Active USPTO registrationType: WordOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
59
Latest update
06/29/2026
Trademark type
Word
Nice classes
36
Filing date
01/07/2019
Registration date
06/29/2021
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
06/29/2021
Last transaction
06/29/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
2019-03-00
First use in commerce
2019-03-00
Drawing code
4
Owner type
03
Owner location
Scottsdale, AZ, US
Examiner
NOVAKOVIC, MIROSLAV
Law office
L80
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
OSAIC HOLDINGS, INC.
ADVISOR GROUP HOLDINGS, INC.
LADENBURG THALMANN FINANCIAL SERVICES INC.
Representatives
Gayle Denman Davis Wright Tremaine LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Employee defined contribution and defined benefit plan fiduciary services in the nature of fiduciary representative services; administration of employee financial benefit plan; financial investment analysis and research of employee benefit plans; financial management of employee defined contribution and defined benefit plans
Publications
History of USPTO decisions and trademark events.
59 publications found
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
10/02/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/02/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
10/02/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
10/02/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/07/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
05/07/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
05/07/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
05/07/2025
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
05/07/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/17/2023
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
11/17/2023
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
11/17/2023
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/17/2023
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/17/2023
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/04/2023
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
12/21/2022
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
07/14/2021
R.PR
REGISTERED-PRINCIPAL REGISTER
06/29/2021
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
05/25/2021
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
05/22/2021
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
04/27/2021
SUPC
STATEMENT OF USE PROCESSING COMPLETE
04/26/2021
EX3G
SOU EXTENSION 3 GRANTED
04/26/2021
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
04/26/2021
IUAF
USE AMENDMENT FILED
04/09/2021
EXT3
SOU EXTENSION 3 FILED
04/09/2021
EEXT
SOU TEAS EXTENSION RECEIVED
04/09/2021
EISU
TEAS STATEMENT OF USE RECEIVED
04/09/2021
ASDF
ASSIGNMENT CHANGE WITHDRAWN
10/28/2020
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/28/2020
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
10/17/2020
EX2G
SOU EXTENSION 2 GRANTED
10/15/2020
EXT2
SOU EXTENSION 2 FILED
10/15/2020
EEXT
SOU TEAS EXTENSION RECEIVED
10/15/2020
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/14/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/08/2020
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
10/08/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
10/08/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
10/08/2020
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
04/16/2020
EX1G
SOU EXTENSION 1 GRANTED
04/14/2020
EXT1
SOU EXTENSION 1 FILED
04/14/2020
EEXT
SOU TEAS EXTENSION RECEIVED
04/14/2020
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
10/15/2019
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
08/20/2019
PUBO
PUBLISHED FOR OPPOSITION
08/20/2019
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
07/31/2019
ALIE
ASSIGNED TO LIE
07/12/2019
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
07/02/2019
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
06/11/2019
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
06/11/2019
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
06/11/2019
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
03/29/2019
GNRT
NON-FINAL ACTION E-MAILED
03/29/2019
CNRT
NON-FINAL ACTION WRITTEN
03/29/2019
DOCK
ASSIGNED TO EXAMINER
03/22/2019
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
01/28/2019
NWAP
NEW APPLICATION ENTERED
01/10/2019
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