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Official data from USPTO

AIX ALTERNATIVE INVESTMENT EXCHANGE

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

AIX ALTERNATIVE INVESTMENT EXCHANGE

ST13

US500000087954464

Class

36

Filing

87954464

Registration

5765361

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

35

Latest update

05/31/2026

Trademark type

Word

Nice classes

36

Filing date

06/08/2018

Registration date

05/28/2019

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

11/15/2024

Last transaction

05/31/2026

Responsible office

United States Patent and Trademark Office

Status code

702

Official register

Principal Register

Filing basis

Intent to use

First use anywhere

03/11/2019

First use in commerce

03/11/2019

Drawing code

4

Owner type

13

Owner location

Philadelphia, PA, US

Examiner

JOHNSON, CLINTON J

Current location

Historical data usage

Holders and representatives

Holders

Franklin Square Holdings, L.P.

Representatives

CAMILLE M MILLER COZEN OCONNOR

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company servicesproviding financing to small and mid-sized businesses in the nature of Venture capital financing; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company fund management in the nature of Venture capital fund management; mutual fund brokeragedistribution in the nature of Mutual fund distributioninvestment in the nature of Mutual fund investment; investment administration in the nature of Annuity servicesaccount and investment administrationmanagement of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; fund investment consultation; funds investment; asset allocation services in the nature of Investment consultation; financial servicesbroker/dealer services on securities exchanges and over-the-counter markets; trading of stocksmutual fundsbondsannuities and securities of others via the internetinvestment of funds for others and management of investment of funds for others

Publications

History of USPTO decisions and trademark events.

35 publications found

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

05/28/2026

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

05/28/2026

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

05/28/2026

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

05/28/2026

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

05/28/2026

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

11/15/2024

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

11/15/2024

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

11/15/2024

E815

TEAS SECTION 8 & 15 RECEIVED

05/30/2024

REM1

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

05/28/2024

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

05/28/2019

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

05/28/2019

R.PR

REGISTERED-PRINCIPAL REGISTER

05/28/2019

SUNA

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

04/23/2019

CNPR

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

04/22/2019

SUPC

STATEMENT OF USE PROCESSING COMPLETE

03/29/2019

AITU

CASE ASSIGNED TO INTENT TO USE PARALEGAL

03/28/2019

IUAF

USE AMENDMENT FILED

03/12/2019

EISU

TEAS STATEMENT OF USE RECEIVED

03/12/2019

NOAM

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

03/12/2019

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

01/15/2019

PUBO

PUBLISHED FOR OPPOSITION

01/15/2019

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

12/26/2018

ALIE

ASSIGNED TO LIE

12/07/2018

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

11/19/2018

XAEC

EXAMINER'S AMENDMENT ENTERED

11/16/2018

GNEN

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

11/16/2018

GNEA

EXAMINERS AMENDMENT E-MAILED

11/16/2018

CNEA

EXAMINERS AMENDMENT -WRITTEN

11/16/2018

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

10/03/2018

GNRT

NON-FINAL ACTION E-MAILED

10/03/2018

CNRT

NON-FINAL ACTION WRITTEN

10/03/2018

DOCK

ASSIGNED TO EXAMINER

09/25/2018

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

06/15/2018

NWAP

NEW APPLICATION ENTERED

06/12/2018

Continuous trademark protection

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