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Official data from USPTO

RIA COMPLIANCE CONCEPTS

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

RIA COMPLIANCE CONCEPTS

ST13

US500000087633599

Class

45

Filing

87633599

Registration

5609766

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

25

Latest update

03/20/2025

Trademark type

Word

Nice classes

45

Filing date

10/04/2017

Registration date

11/20/2018

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

03/19/2025

Last transaction

03/20/2025

Responsible office

United States Patent and Trademark Office

Status code

701

Official register

Principal Register

First use anywhere

08/01/2017

First use in commerce

08/21/2017

Drawing code

4

Owner type

16

Owner location

Austin, TX

Examiner

BLACK, MILDRED

Current location

Historical data usage

Holders and representatives

Holders

RIA COMPLIANCE CONCEPTS LLC
RIA COMPLIANCE CONCEPTS LLC

Representatives

Victoria Walker LEGALFORCE RAPC WORLDWIDE, P.C.

Technical classification

Nice Classes

Class 45

Vienna Codes

No Vienna codes available.

Goods and services

Class 45

Fiduciary compliance consultingconsulting in the field of federal securities regulations governing investment advisory activities

Publications

History of USPTO decisions and trademark events.

25 publications found

NAS8

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

03/19/2025

8.OK

REGISTERED - SEC. 8 (6-YR) ACCEPTED

03/19/2025

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

03/19/2025

ES8R

TEAS SECTION 8 RECEIVED

08/02/2024

EWAF

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

06/13/2024

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

06/13/2024

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

06/13/2024

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

06/13/2024

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

06/13/2024

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

06/13/2024

REM1

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

11/20/2023

R.PR

REGISTERED-PRINCIPAL REGISTER

11/20/2018

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

09/04/2018

PUBO

PUBLISHED FOR OPPOSITION

09/04/2018

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

08/15/2018

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

07/23/2018

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

07/13/2018

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

07/13/2018

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

07/13/2018

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

01/17/2018

GNRT

NON-FINAL ACTION E-MAILED

01/17/2018

CNRT

NON-FINAL ACTION WRITTEN

01/17/2018

DOCK

ASSIGNED TO EXAMINER

01/12/2018

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

10/11/2017

NWAP

NEW APPLICATION ENTERED

10/07/2017

Continuous trademark protection

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