NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
03/24/2025
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Official data from USPTO
UMBONO
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Active USPTO registrationType: WordOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
35
Latest update
03/25/2025
Trademark type
Word
Nice classes
35, 36
Filing date
08/25/2017
Registration date
03/19/2019
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
03/24/2025
Last transaction
03/25/2025
Responsible office
United States Patent and Trademark Office
Status code
702
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
09/01/2017
First use in commerce
09/01/2017
Drawing code
4
Owner type
16
Owner location
The Woodlands, TX
Examiner
OSGOOD, KRYSTINA
Current location
Historical data usage
Holders and representatives
Holders
Umbono Capital LLC
Representatives
Tristan C. Robinson Weaver Robinson Law Firm, PLLC
Technical classification
Nice Classes
Class 35Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Business intermediary services relating to the matching of potential private investors with entrepreneurs needing funding; Business servicesassisting the owners of intellectual property and intangible assets in finding investors; Business servicesmatching potential private investors with entrepreneurs needing funding; Providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; Providing information pertaining to investors who qualify to purchase certain types of securities
Class 36
Investment advice; Investment advisory services; Investment management; Investment of funds; Investment of funds for others; Management of a capital investment fund; Advice relating to investments; Capital investment; Capital investment services; Commodity investment advice; Financial investment analysis and stock research; Financial investment in the field of natural resources; Financial servicesinvestment adviceinvestment managementinvestment consultation and investment of funds for othersincluding private and public equity and debt investment services; Financial servicesoperation and management of hedge fundscommodity pools and other collective investment vehiclestrading for others of securitiesoptionsfuturesderivativesdebt instruments and commodities; Funds investment; Hedge fund investment services; Private equity fund investment services; Providing investors with financial information; Providing financial services with respect to securities and other financial instruments and productstrading of and investments in securities and financial instruments and products for others; Providing information and research in the field of finance and financial investments; Providing informationcommentary and advice in the field of financefinancial investments and financial valuations; Providing venture capitaldevelopment capitalprivate equity and investment funding; Public equity investment management; Investment banking services; Investment brokerage; Investment by electronic means; Investment clubs; Investment consultancy; Investment consultation; Investment management of and distribution of annuities; Investment management of and distribution of variable annuities; Investment management services in the field of acquiring joint ventures; Investment risk assessment services; Investment servicesasset acquisitionconsultationdevelopment and management services; Management of private equity funds; Advising others concerning investments in intellectual property assets and intangible business assetsboth directly and indirectly through other entities; Advisory services relating to credit and debit controlinvestmentgrants and financing of loans; Annuity servicesaccount and investment administration; Annuity servicesaccount and investment administration and the investment and distribution of annuity funds; Brokerage services for capital investments; Brokerage services in the field of securities and commodities investing; Capital investment consulting; Consultancy of capital investment; Consultation in art as an investment; Equity capital investment; Financial investment brokerage; Financial investment brokerage services; Financial investment servicesadministering the issuanceunderwriting and distribution of securities; Financial and investment servicesasset and investment acquisitionconsultationadvisory and development; Financial consulting servicesadvising others regarding intellectual property investments; Financial planning and investment advisory services; Financial services in the nature of an investment security; Financial servicesinvestment fund transfer and transaction services; Financial servicesa total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial servicescoordinationwithin a single accountof an investment portfolio's maintenancetradingrebalancingtax management needs; Financial servicesproviding an investment option available for variable annuity and variable life insurance products; Fund investment consultation; Fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Global investment research services; Informationadvisoryconsultancy and research services relating to finance and investments; Leveraged buy outs and investments in financially distressed or underperforming companies; Maintaining escrow accounts for investments; Merchant banking and investment banking services; Monitoring financial markets for investment purposes; Mutual fund investment; Mutual funds and capital investment; Providing information and advice in the field of financefinancial investmentsfinancial valuationsthe financial aspects of retirement; Real estate investment services; Real estate investment services in the nature of purchasing and selling of real estate for others; Real estate investment trust advisory services; Real estate investment trust management services; Real estate investment trust services; Real estate funds investment services; Securities trading and investing services for others via the internet; Transfer agency services rendered to issuers of investment securities; Trust servicesinvestment and trust company services; Venture capital fund management
Publications
History of USPTO decisions and trademark events.
35 publications found
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
03/24/2025
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/20/2025
E815
TEAS SECTION 8 & 15 RECEIVED
11/26/2024
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
03/19/2024
R.PR
REGISTERED-PRINCIPAL REGISTER
03/19/2019
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
02/12/2019
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
02/11/2019
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
01/25/2019
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
01/25/2019
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
01/24/2019
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
12/10/2018
GNRT
NON-FINAL ACTION E-MAILED
12/10/2018
CNRT
SU - NON-FINAL ACTION - WRITTEN
12/10/2018
SUPC
STATEMENT OF USE PROCESSING COMPLETE
12/01/2018
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
11/30/2018
IUAF
USE AMENDMENT FILED
11/13/2018
EISU
TEAS STATEMENT OF USE RECEIVED
11/13/2018
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
07/24/2018
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
05/29/2018
PUBO
PUBLISHED FOR OPPOSITION
05/29/2018
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
05/09/2018
FIXD
ELECTRONIC RECORD REVIEW COMPLETE
04/26/2018
ERRR
ON HOLD - ELECTRONIC RECORD REVIEW REQUIRED
04/20/2018
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
04/13/2018
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
03/01/2018
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
03/01/2018
ALIE
ASSIGNED TO LIE
02/22/2018
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
02/13/2018
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
11/30/2017
GNRT
NON-FINAL ACTION E-MAILED
11/30/2017
CNRT
NON-FINAL ACTION WRITTEN
11/30/2017
DOCK
ASSIGNED TO EXAMINER
11/30/2017
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
08/31/2017
NWAP
NEW APPLICATION ENTERED
08/29/2017
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