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Official data from USPTO

COMPLIANCEALPHA

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

COMPLIANCEALPHA

ST13

US500000087075024

Class

42, 45

Filing

87075024

Registration

5341741

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

39

Latest update

05/06/2026

Trademark type

Word

Nice classes

42, 45

Filing date

06/17/2016

Registration date

11/21/2017

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

03/06/2024

Last transaction

05/06/2026

Responsible office

United States Patent and Trademark Office

Status code

705

Official register

Principal Register

Filing basis

Intent to use

First use anywhere

01/09/2017

First use in commerce

01/09/2017

Drawing code

4

Owner type

16

Owner location

New York, NY, US

Examiner

CORWIN, CHARLOTTE K

Law office

N10

Holders and representatives

Holders

ACA Compliance Group Holdings, LLC
ACA Compliance Group Holdings, LLC

Representatives

Scott E. Benfield Haynes and Boone, LLP

Technical classification

Nice Classes

Class 42Class 45

Vienna Codes

No Vienna codes available.

Goods and services

Class 42

Software as a service (SAAS)featuring compliance software for reportingfilingtrackingmanaging compliance activity

Class 45

Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other internationalfederalstate regulatory authorities

Publications

History of USPTO decisions and trademark events.

39 publications found

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

05/04/2026

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

05/04/2026

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

05/04/2026

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

05/04/2026

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

05/04/2026

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

03/06/2024

C15P

REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

03/06/2024

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

03/06/2024

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

01/22/2024

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

01/22/2024

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

01/22/2024

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

01/22/2024

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

01/22/2024

E815

TEAS SECTION 8 & 15 RECEIVED

09/14/2023

REM1

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

11/21/2022

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

02/21/2018

R.PR

REGISTERED-PRINCIPAL REGISTER

11/21/2017

SUNA

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

10/18/2017

CNPR

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

10/17/2017

SUPC

STATEMENT OF USE PROCESSING COMPLETE

10/05/2017

AITU

CASE ASSIGNED TO INTENT TO USE PARALEGAL

10/04/2017

IUAF

USE AMENDMENT FILED

09/27/2017

EISU

TEAS STATEMENT OF USE RECEIVED

09/27/2017

NOAM

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

06/20/2017

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

04/25/2017

PUBO

PUBLISHED FOR OPPOSITION

04/25/2017

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

04/05/2017

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

03/15/2017

XAEC

EXAMINER'S AMENDMENT ENTERED

03/15/2017

GNEN

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

03/15/2017

GNEA

EXAMINERS AMENDMENT E-MAILED

03/15/2017

CNEA

EXAMINERS AMENDMENT -WRITTEN

03/15/2017

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

09/28/2016

GNRT

NON-FINAL ACTION E-MAILED

09/28/2016

CNRT

NON-FINAL ACTION WRITTEN

09/28/2016

DOCK

ASSIGNED TO EXAMINER

09/26/2016

MPMK

NOTICE OF PSEUDO MARK E-MAILED

06/23/2016

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

06/22/2016

NWAP

NEW APPLICATION ENTERED

06/21/2016

Continuous trademark protection

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