REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
06/28/2025
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Official data from USPTO
ADVANCED REGULATORY COMPLIANCE LLC
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
ADVANCED REGULATORY COMPLIANCE LLC
ST13
US500000086784752Class
45
Filing
86784752
Registration
4987449
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
27
Latest update
06/29/2025
Trademark type
Word
Nice classes
45
Filing date
10/12/2015
Registration date
06/28/2016
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/14/2022
Last transaction
06/29/2025
Responsible office
United States Patent and Trademark Office
Status code
702
Official register
Principal Register
First use anywhere
2006-01-00
First use in commerce
2006-01-00
Drawing code
4
Owner type
16
Owner location
BEVERLY HILLS, CA
Examiner
EINSTEIN, MATTHEW
Law office
M60
Current location
TMO LAW OFFICE 115
Holders and representatives
Holders
ADVANCED REGULATORY COMPLIANCE, LLC
ADVANCED REGULATORY COMPLIANCE, INC.
Representatives
Erik M. Pelton Erik M. Pelton & Associates, PLLC
Technical classification
Nice Classes
Class 45
Vienna Codes
No Vienna codes available.
Goods and services
Class 45
providing regulatorycompliance and legal consulting to investment advisers; regulatory compliance consulting and reviewing standards and practices to assure compliance with financial laws and regulations for financial services firms and their representatives
Publications
History of USPTO decisions and trademark events.
27 publications found
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
01/14/2022
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
01/14/2022
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/14/2022
E815
TEAS SECTION 8 & 15 RECEIVED
10/06/2021
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
06/28/2021
A7OK
AMENDMENT UNDER SECTION 7 - PROCESSED
03/12/2021
EROP
TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
03/11/2021
PRAM
POST REGISTRATION ACTION MAILED - SEC. 7
03/09/2021
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/09/2021
WDRL
OTQR WITHDRAWAL FROM PUBLICATION
04/17/2020
A7OK
AMENDMENT UNDER SECTION 7 - PROCESSED
03/14/2020
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/12/2020
ES7R
TEAS SECTION 7 REQUEST RECEIVED
02/03/2020
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
06/26/2019
R.PR
REGISTERED-PRINCIPAL REGISTER
06/28/2016
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
04/12/2016
PUBO
PUBLISHED FOR OPPOSITION
04/12/2016
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
03/23/2016
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
02/05/2016
XAEC
EXAMINER'S AMENDMENT ENTERED
02/05/2016
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
02/05/2016
GNEA
EXAMINERS AMENDMENT E-MAILED
02/05/2016
CNEA
EXAMINERS AMENDMENT -WRITTEN
02/05/2016
DOCK
ASSIGNED TO EXAMINER
02/02/2016
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
10/15/2015
NWAP
NEW APPLICATION ENTERED
10/15/2015
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