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Official data from USPTO

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

ST13

US500000086770657

Class

36

Filing

86770657

Registration

5037903

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

34

Latest update

05/19/2026

Trademark type

Word

Nice classes

36

Filing date

09/28/2015

Registration date

09/06/2016

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

04/27/2026

Last transaction

05/19/2026

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

Filing basis

Intent to use

First use anywhere

01/01/2016

First use in commerce

01/01/2016

Drawing code

4

Owner type

16

Owner location

New York, NY, US

Examiner

NGUYEN, NICOLE A

Current location

PUBLICATION AND ISSUE SECTION

Holders and representatives

Holders

Neuberger Berman Group LLC

Representatives

Claudia W. Stangle LEYDIG, VOIT & MAYER, LTD.

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Financial servicesinvestment advisoryinvestment managementasset managementportfolio managementinvestment brokeragesecurities brokerageinvestment consultationwealth managementfinancial planning servicesall the aforesaid services also available via the Internet or a similar electronic network; financial and investment servicesinvestment advisory and investment management and brokerage of securitieshedge fundsprivate equity fundswrap fee programsseparate accountsvariable annuity programsstocksbondscommoditiesderivatives and debt investmentlimited partnerships; financial servicesfinancial researchanalysisconsultationinformation services; financial servicesinvestment fund transfer and transaction services; financial custodian servicesmaintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction servicesclearing and reconciling financial transactions; financial servicesmutual fund advisory and investment management servicesmutual fund distribution servicesmutual fund underwriting and administration servicesvariable annuities investment services; clearance servicesclearing and settling financial transactions on behalf of others; maintaining assets and securities for othersconfirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services

Publications

History of USPTO decisions and trademark events.

34 publications found

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

04/27/2026

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

04/27/2026

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

04/27/2026

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

04/27/2026

E89R

TEAS SECTION 8 & 9 RECEIVED

02/20/2026

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

09/06/2025

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

03/01/2023

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

03/01/2023

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

03/01/2023

E815

TEAS SECTION 8 & 15 RECEIVED

08/12/2022

REM1

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

09/06/2021

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

01/08/2017

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

01/08/2017

R.PR

REGISTERED-PRINCIPAL REGISTER

09/06/2016

SUNA

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

08/03/2016

CNPR

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

08/02/2016

SUPC

STATEMENT OF USE PROCESSING COMPLETE

07/12/2016

AITU

CASE ASSIGNED TO INTENT TO USE PARALEGAL

07/11/2016

IUAF

USE AMENDMENT FILED

06/15/2016

EISU

TEAS STATEMENT OF USE RECEIVED

06/15/2016

NOAM

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

05/31/2016

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

04/05/2016

PUBO

PUBLISHED FOR OPPOSITION

04/05/2016

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

03/16/2016

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

02/17/2016

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

02/10/2016

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

02/10/2016

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

02/10/2016

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

01/22/2016

GNRT

NON-FINAL ACTION E-MAILED

01/22/2016

CNRT

NON-FINAL ACTION WRITTEN

01/22/2016

DOCK

ASSIGNED TO EXAMINER

01/15/2016

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

10/02/2015

NWAP

NEW APPLICATION ENTERED

10/01/2015

Continuous trademark protection

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