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Official data from USPTO

COMPLIANCE COMPANION

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

COMPLIANCE COMPANION

ST13

US500000086670413

Class

41, 45

Filing

86670413

Registration

5029807

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

25

Latest update

07/31/2026

Trademark type

Word

Nice classes

41, 45

Filing date

06/22/2015

Registration date

08/30/2016

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

06/02/2022

Last transaction

07/31/2026

Responsible office

United States Patent and Trademark Office

Status code

702

Official register

Principal Register

First use anywhere

11/01/2007

First use in commerce

11/01/2007

Drawing code

4

Owner type

03

Owner location

Irvine, CA, US

Examiner

QUIGLEY, LINDA MARIE

Law office

M50

Current location

TMO LAW OFFICE 114

Holders and representatives

Holders

Aldrich & Bonnefin, PLC

Representatives

John Davis Aldrich & Bonnefin, PLC

Technical classification

Nice Classes

Class 41Class 45

Vienna Codes

No Vienna codes available.

Goods and services

Class 41

Providing on-line publications in the nature of manuals in the field of banking for lendingoperationsadministration and compliance matters

Class 45

Tracking and monitoring regulatory requirements in the field of banking for regulatory compliance purposes

Publications

History of USPTO decisions and trademark events.

25 publications found

E89R

TEAS SECTION 8 & 9 RECEIVED

07/31/2026

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

08/30/2025

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

06/02/2022

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

06/02/2022

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

06/02/2022

E815

TEAS SECTION 8 & 15 RECEIVED

12/08/2021

REM1

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

08/30/2021

R.PR

REGISTERED-PRINCIPAL REGISTER

08/30/2016

NPUB

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

06/14/2016

PUBO

PUBLISHED FOR OPPOSITION

06/14/2016

NONP

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

05/25/2016

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

05/12/2016

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

05/06/2016

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

04/06/2016

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

04/06/2016

ALIE

ASSIGNED TO LIE

03/30/2016

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

03/17/2016

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

02/29/2016

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

02/29/2016

GNRN

NOTIFICATION OF NON-FINAL ACTION E-MAILED

09/28/2015

GNRT

NON-FINAL ACTION E-MAILED

09/28/2015

CNRT

NON-FINAL ACTION WRITTEN

09/28/2015

DOCK

ASSIGNED TO EXAMINER

09/28/2015

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

06/26/2015

NWAP

NEW APPLICATION ENTERED

06/25/2015

Continuous trademark protection

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