NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
01/07/2026
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Official data from USPTO
BROKERCHECK
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: CombinedOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
47
Latest update
01/27/2026
Trademark type
Combined
Nice classes
35, 45
Filing date
04/23/2015
Registration date
06/21/2016
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/07/2026
Last transaction
01/27/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
03/17/2015
First use in commerce
03/17/2015
Drawing code
3
Owner type
99
Owner location
Washington, DC
Examiner
KUYKENDALL, LYNDSEY
Current location
PUBLICATION AND ISSUE SECTION
Mark description
The mark consists of the words "BrokerCheck", and the "C" in "Check" is an illustration of a magnifying glass.
Holders and representatives
Holders
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Representatives
Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI
Technical classification
Nice Classes
Class 35Class 45
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Providing an on-line computer database with information regarding business practices and conductregulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conductregulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Class 45
Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Publications
History of USPTO decisions and trademark events.
47 publications found
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
01/07/2026
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
01/07/2026
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/07/2026
E89R
TEAS SECTION 8 & 9 RECEIVED
09/29/2025
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
06/21/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/14/2024
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/14/2024
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/14/2024
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
03/14/2024
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
03/14/2024
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
12/22/2022
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
12/22/2022
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12/22/2022
E815
TEAS SECTION 8 & 15 RECEIVED
06/09/2022
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
06/21/2021
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/17/2017
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/17/2017
R.PR
REGISTERED-PRINCIPAL REGISTER
06/21/2016
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
04/05/2016
PUBO
PUBLISHED FOR OPPOSITION
04/05/2016
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
03/16/2016
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
03/01/2016
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
02/28/2016
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
02/26/2016
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
02/26/2016
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
02/26/2016
RDX3
NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED
02/05/2016
RDX1
ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED
02/05/2016
RRDX
ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED
02/05/2016
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
01/07/2016
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
01/07/2016
ALIE
ASSIGNED TO LIE
01/04/2016
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
12/10/2015
GNFN
NOTIFICATION OF FINAL REFUSAL EMAILED
12/08/2015
GNFR
FINAL REFUSAL E-MAILED
12/08/2015
CNFR
FINAL REFUSAL WRITTEN
12/08/2015
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
11/20/2015
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
11/19/2015
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
11/19/2015
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
05/26/2015
GNRT
NON-FINAL ACTION E-MAILED
05/26/2015
CNRT
NON-FINAL ACTION WRITTEN
05/26/2015
DOCK
ASSIGNED TO EXAMINER
05/19/2015
MDSM
NOTICE OF DESIGN SEARCH CODE E-MAILED
05/08/2015
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
05/07/2015
NWAP
NEW APPLICATION ENTERED
04/27/2015
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