E89R
TEAS SECTION 8 & 9 RECEIVED
07/10/2026
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Official data from USPTO
PROSPECT YIELD
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
PROSPECT YIELD
ST13
US500000086440669Class
36
Filing
86440669
Registration
4999032
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
43
Latest update
07/10/2026
Trademark type
Word
Nice classes
36
Filing date
10/31/2014
Registration date
07/12/2016
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
08/04/2023
Last transaction
07/10/2026
Responsible office
United States Patent and Trademark Office
Status code
701
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
03/10/2015
First use in commerce
03/10/2015
Drawing code
4
Owner type
16
Owner location
New York, NY, US
Examiner
ROACH, APRIL K
Law office
M60
Current location
TMO LAW OFFICE 115
Holders and representatives
Holders
Prospect Capital Investment Management, LLC
Representatives
Olasubomi Durojaiye
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial advisory and consultancy services; financial asset management; funds investment
Publications
History of USPTO decisions and trademark events.
43 publications found
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
07/12/2025
NAS8
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
08/04/2023
8.OK
REGISTERED - SEC. 8 (6-YR) ACCEPTED
08/04/2023
EROP
TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
07/28/2023
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
07/07/2023
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
07/07/2023
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
07/07/2023
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
07/07/2023
PRA8
POST REGISTRATION ACTION MAILED - SEC. 8
02/06/2023
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/04/2023
ES8R
TEAS SECTION 8 RECEIVED
07/08/2022
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
07/12/2021
R.PR
REGISTERED-PRINCIPAL REGISTER
07/12/2016
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
06/10/2016
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
06/09/2016
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
05/20/2016
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
05/20/2016
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
05/12/2016
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/12/2016
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
11/19/2015
GNRT
NON-FINAL ACTION E-MAILED
11/19/2015
CNRT
SU - NON-FINAL ACTION - WRITTEN
11/19/2015
DOCK
ASSIGNED TO EXAMINER
11/09/2015
SUPC
STATEMENT OF USE PROCESSING COMPLETE
11/03/2015
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
10/28/2015
IUAF
USE AMENDMENT FILED
10/16/2015
EISU
TEAS STATEMENT OF USE RECEIVED
10/16/2015
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
06/09/2015
DOCK
ASSIGNED TO EXAMINER
04/20/2015
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
04/14/2015
PUBO
PUBLISHED FOR OPPOSITION
04/14/2015
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
03/25/2015
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
03/06/2015
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
03/05/2015
XAEC
EXAMINER'S AMENDMENT ENTERED
03/04/2015
ALIE
ASSIGNED TO LIE
03/03/2015
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
03/03/2015
GNEA
EXAMINERS AMENDMENT E-MAILED
03/03/2015
CNEA
EXAMINERS AMENDMENT -WRITTEN
03/03/2015
DOCK
ASSIGNED TO EXAMINER
02/23/2015
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
11/12/2014
NWAP
NEW APPLICATION ENTERED
11/04/2014
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