NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
05/23/2026
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Official data from USPTO
ETF DIRECT
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
ETF DIRECT
ST13
US500000086372125Class
36, 42
Filing
86372125
Registration
4929263
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
46
Latest update
06/16/2026
Trademark type
Word
Nice classes
36, 42
Filing date
08/20/2014
Registration date
03/29/2016
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
05/23/2026
Last transaction
06/16/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Supplemental Register
Filing basis
Intent to use
First use anywhere
08/30/2015
First use in commerce
08/30/2015
Drawing code
4
Owner type
16
Owner location
NEW YORK, NY, US
Examiner
HUSSAIN, TASNEEM
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
COWEN AND COMPANY, LLC
COWEN EXECUTION SERVICES LLC
ConvergEx Execution Solutions LLC
Representatives
Douglas A. Rettew Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
Technical classification
Nice Classes
Class 36Class 42
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Providing financial trading and brokerage services on-line via the Internet involving exchange traded funds
Class 42
Providing an automated platform as a service (PAAS) featuring computer servicesproviding an automated computer web-based platform which allows for the execution of trades involving exchange traded funds; providing an on-line non-downloadable Internet-based system application featuring technology which allows for the execution of trades involving exchange traded funds
Publications
History of USPTO decisions and trademark events.
46 publications found
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
05/23/2026
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
05/23/2026
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
05/23/2026
E89R
TEAS SECTION 8 & 9 RECEIVED
03/18/2026
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
03/29/2025
NAS8
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
04/26/2023
8.PR
REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED
04/26/2023
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
04/24/2023
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
11/25/2022
ES8R
TEAS SECTION 8 RECEIVED
09/19/2022
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
03/29/2021
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
03/28/2018
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
11/29/2017
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
09/27/2017
R.SR
REGISTERED-SUPPLEMENTAL REGISTER
03/29/2016
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
02/22/2016
ALIE
ASSIGNED TO LIE
02/18/2016
AAUA
NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
01/16/2016
CNTA
APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
01/15/2016
IUAA
USE AMENDMENT ACCEPTED
01/15/2016
AUPC
AMENDMENT TO USE PROCESSING COMPLETE
01/14/2016
IUAF
USE AMENDMENT FILED
01/14/2016
EAAU
TEAS AMENDMENT OF USE RECEIVED
01/13/2016
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
01/13/2016
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
01/13/2016
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
01/13/2016
GNFN
NOTIFICATION OF FINAL REFUSAL EMAILED
09/10/2015
GNFR
FINAL REFUSAL E-MAILED
09/10/2015
CNFR
FINAL REFUSAL WRITTEN
09/10/2015
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
08/25/2015
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
08/25/2015
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
08/25/2015
DOCK
ASSIGNED TO EXAMINER
05/21/2015
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
03/08/2015
GNRT
NON-FINAL ACTION E-MAILED
03/08/2015
CNRT
NON-FINAL ACTION WRITTEN
03/08/2015
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
02/11/2015
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
02/11/2015
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
02/11/2015
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
12/05/2014
GNRT
NON-FINAL ACTION E-MAILED
12/05/2014
CNRT
NON-FINAL ACTION WRITTEN
12/05/2014
DOCK
ASSIGNED TO EXAMINER
12/05/2014
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
09/03/2014
NWAP
NEW APPLICATION ENTERED
08/23/2014
Continuous trademark protection
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