NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
02/09/2024
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Official data from USPTO
C CETERA
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Active USPTO registrationType: CombinedOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
46
Latest update
02/09/2024
Trademark type
Combined
Nice classes
35, 36
Filing date
06/15/2012
Registration date
08/20/2013
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
02/09/2024
Last transaction
02/09/2024
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
03/15/2010
First use in commerce
03/15/2010
Drawing code
3
Owner type
03
Owner location
El Segundo, CA
Examiner
TENG, SIMON
Law office
L50
Current location
GENERIC WEB UPDATE
Mark description
The mark consists of four interlocking letter "C" designs in a cross-like shape with a square in the center. To the right is the word "Cetera".
Holders and representatives
Holders
Cetera Financial Holdings, Inc.
Representatives
Dyan Finguerra-DuCharme PRYOR CASHMAN LLP
Technical classification
Nice Classes
Class 35Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Business management services for professionals in the fields of clearing and trading for investment transactionsestate planningresearch and due diligence on investment strategiescompaniesofferors and intermediaries and their productsbroker-dealer liaison services with regulatory agenciesfee-based financial planning programs and supportmarketing supporttechnology support; providing office support staff services for fee-based financial planning programs; business administration and managementadministration of insurance licensing for states and security registration broker-dealer firms and advisors
Class 36
Financial servicessecurities broker-dealer servicesfee-based financial planning programsfinancial and investment advisory programs for independent financial professionalsfinancial consultation; investment servicesinvestment managementinvestment portfolio analysisadvice relating to investments; insurance servicesinsurance brokerages and insurance agency services
Publications
History of USPTO decisions and trademark events.
46 publications found
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
02/09/2024
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
02/09/2024
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
02/09/2024
E89R
TEAS SECTION 8 & 9 RECEIVED
08/15/2023
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
08/20/2022
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/09/2021
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/09/2021
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
11/09/2021
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
11/09/2021
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/09/2021
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
09/19/2019
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
09/19/2019
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
09/18/2019
E815
TEAS SECTION 8 & 15 RECEIVED
08/12/2019
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
10/03/2018
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
08/20/2018
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
06/08/2016
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
02/03/2016
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
05/07/2014
R.PR
REGISTERED-PRINCIPAL REGISTER
08/20/2013
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
08/14/2013
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
06/04/2013
PUBO
PUBLISHED FOR OPPOSITION
06/04/2013
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
05/15/2013
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
05/01/2013
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
04/26/2013
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
04/26/2013
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
04/26/2013
ALIE
ASSIGNED TO LIE
04/17/2013
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
04/09/2013
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
03/15/2013
GNRT
NON-FINAL ACTION E-MAILED
03/15/2013
CNRT
NON-FINAL ACTION WRITTEN
03/15/2013
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
02/22/2013
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
02/22/2013
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
02/22/2013
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
10/01/2012
GNRT
NON-FINAL ACTION E-MAILED
10/01/2012
CNRT
NON-FINAL ACTION WRITTEN
10/01/2012
DOCK
ASSIGNED TO EXAMINER
09/28/2012
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
08/21/2012
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
08/21/2012
MDSC
NOTICE OF DESIGN SEARCH CODE MAILED
06/26/2012
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
06/25/2012
NWAP
NEW APPLICATION ENTERED
06/19/2012
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