NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
12/04/2021
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Official data from USPTO
GUGGENHEIM INVESTMENTS
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
GUGGENHEIM INVESTMENTS
ST13
US500000085398377Class
36
Filing
85398377
Registration
4162457
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
35
Latest update
12/04/2021
Trademark type
Word
Nice classes
36
Filing date
08/15/2011
Registration date
06/19/2012
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
12/04/2021
Last transaction
12/04/2021
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
09/20/2011
First use in commerce
09/20/2011
Drawing code
4
Owner type
16
Owner location
Chicago, IL
Examiner
FLOWERS, JAY
Law office
M30
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
GUGGENHEIM CAPITAL, LLC
GUGGENHEIM CAPITAL, LLC
Representatives
Richard Y. Kim SNELL & WILMER L.L.P.
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial advisory and consultancy services; Financial affairs and monetary affairsfinancial informationmanagement and analysis services; Financial and investment servicesasset and investment acquisitionconsultationadvisory and development; Financial and investment servicesmanagement and brokerage in the fields of stocksbondsoptionscommoditiesfutures and other securitiesthe investment of funds of others; Financial planning and investment advisory services; Financial servicesinvestment adviceinvestment managementinvestment consultation and investment of funds for othersincluding private and public equity and debt investment services; Informationadvisoryconsultancy and research services relating to finance and investments; Investment of funds for others; Investment servicesasset acquisitionconsultationdevelopment and management services
Publications
History of USPTO decisions and trademark events.
35 publications found
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
12/04/2021
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
12/04/2021
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12/03/2021
E89R
TEAS SECTION 8 & 9 RECEIVED
07/08/2021
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
06/19/2021
CORV
REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
06/11/2020
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
04/24/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
04/24/2020
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
04/24/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
04/24/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
04/24/2020
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
04/24/2020
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
02/07/2018
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
02/07/2018
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
02/07/2018
E815
TEAS SECTION 8 & 15 RECEIVED
01/23/2018
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
06/19/2017
R.PR
REGISTERED-PRINCIPAL REGISTER
06/19/2012
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
05/15/2012
REGV
LAW OFFICE REGISTRATION REVIEW COMPLETED
05/12/2012
ALIE
ASSIGNED TO LIE
05/11/2012
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
04/26/2012
SUPC
STATEMENT OF USE PROCESSING COMPLETE
04/24/2012
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
04/24/2012
IUAF
USE AMENDMENT FILED
04/02/2012
EISU
TEAS STATEMENT OF USE RECEIVED
04/02/2012
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
03/13/2012
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
01/17/2012
PUBO
PUBLISHED FOR OPPOSITION
01/17/2012
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
12/28/2011
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/06/2011
DOCK
ASSIGNED TO EXAMINER
12/06/2011
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
08/18/2011
NWAP
NEW APPLICATION ENTERED
08/18/2011
Continuous trademark protection
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