EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
10/02/2025
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Official data from USPTO
SECURITIES AMERICA
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
SECURITIES AMERICA
ST13
US500000085064501Class
36
Filing
85064501
Registration
3913868
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
42
Latest update
10/08/2025
Trademark type
Word
Nice classes
36
Filing date
06/16/2010
Registration date
02/01/2011
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
03/20/2021
Last transaction
10/08/2025
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
1985-00-00
First use in commerce
1985-00-00
Drawing code
4
Owner type
03
Owner location
Scottsdale, AZ
Examiner
FISHER, HANNAH
Law office
M20
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
OSAIC HOLDINGS, INC.
ADVISOR GROUP HOLDINGS, INC.
Securities America, Inc.
Representatives
Gayle Denman Davis Wright Tremaine LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
FINANCIAL SERVICESFINANCIAL ANALYSISCONSULTATION AND BROKERAGE SERVICES IN THE FIELD OF STOCKSBONDSMUTUAL FUNDS AND IRAS; INSURANCE UNDERWRITING AND BROKERAGE SERVICESUNIVERSAL LIFEWHOLE LIFETERM LIFEHEALTH AND FIXED ANNUITIES
Publications
History of USPTO decisions and trademark events.
42 publications found
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/02/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
10/02/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
10/02/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/07/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
05/07/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
05/07/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
05/07/2025
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
05/07/2025
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/17/2023
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
11/17/2023
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
11/17/2023
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/17/2023
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/17/2023
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/04/2023
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
12/21/2022
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
03/20/2021
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
03/20/2021
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
03/20/2021
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/20/2021
E89R
TEAS SECTION 8 & 9 RECEIVED
12/09/2020
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
12/02/2020
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
02/01/2020
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED
03/28/2017
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
03/28/2017
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/28/2017
815F
REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
01/25/2017
PAPER RECEIVED
01/25/2017
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
02/01/2016
R.PR
REGISTERED-PRINCIPAL REGISTER
02/01/2011
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
11/16/2010
PUBO
PUBLISHED FOR OPPOSITION
11/16/2010
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
10/12/2010
ALIE
ASSIGNED TO LIE
10/12/2010
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
09/28/2010
XAEC
EXAMINER'S AMENDMENT ENTERED
09/28/2010
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
09/28/2010
GNEA
EXAMINERS AMENDMENT E-MAILED
09/28/2010
CNEA
EXAMINERS AMENDMENT -WRITTEN
09/28/2010
DOCK
ASSIGNED TO EXAMINER
09/23/2010
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
06/21/2010
NWAP
NEW APPLICATION ENTERED
06/19/2010
Continuous trademark protection
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