TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
04/15/2026
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Official data from USPTO
ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE
ST13
US500000085010721Class
36, 41
Filing
85010721
Registration
3879663
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
46
Latest update
04/17/2026
Trademark type
Word
Nice classes
36, 41
Filing date
04/09/2010
Registration date
11/23/2010
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
08/30/2020
Last transaction
04/17/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
05/05/2010
First use in commerce
05/05/2010
Drawing code
4
Owner type
16
Owner location
San Mateo, CA, US
Examiner
FISHER, HANNAH
Law office
M20
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
FRANKLIN DISTRIBUTORS, LLC
Legg Mason Investor Services, LLC
Representatives
Jordan Arnot Leahey CULHANE MEADOWS PLLC
Technical classification
Nice Classes
Class 36Class 41
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974)providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to selectmonitor and replace funds in the plan's investment menuproviding financial counselingfinancial retirement planning services and asset allocation assistance to plan participantspartnering with the plan sponsor to promotefacilitate and encourage retirement savings to plan participants
Class 41
Educational services provided to 401(k) plan sponsors and plan fiduciariestraining with respect to their investment-related and disclosure-related duties under ERISAproviding educational servicesseminars in the field of investments and retirement planning
Publications
History of USPTO decisions and trademark events.
46 publications found
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
04/15/2026
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
04/15/2026
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
04/15/2026
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
04/15/2026
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/15/2022
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/15/2022
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/15/2022
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
01/21/2022
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/21/2022
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/21/2022
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
12/08/2021
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
08/30/2020
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
08/30/2020
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
08/30/2020
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
08/30/2020
E89R
TEAS SECTION 8 & 9 RECEIVED
07/21/2020
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
11/23/2019
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
12/20/2016
C15P
REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
12/20/2016
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12/20/2016
E815
TEAS SECTION 8 & 15 RECEIVED
10/11/2016
REM1
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
11/23/2015
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/12/2014
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/12/2014
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
02/21/2012
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/26/2011
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
08/30/2011
R.PR
REGISTERED-PRINCIPAL REGISTER
11/23/2010
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
09/07/2010
PUBO
PUBLISHED FOR OPPOSITION
09/07/2010
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
08/02/2010
ALIE
ASSIGNED TO LIE
08/02/2010
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
07/19/2010
XAEC
EXAMINER'S AMENDMENT ENTERED
07/19/2010
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
07/19/2010
GNEA
EXAMINERS AMENDMENT E-MAILED
07/19/2010
CNEA
EXAMINERS AMENDMENT -WRITTEN
07/19/2010
AAUA
NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
07/16/2010
IUAA
USE AMENDMENT ACCEPTED
07/15/2010
DOCK
ASSIGNED TO EXAMINER
07/14/2010
AUPC
AMENDMENT TO USE PROCESSING COMPLETE
06/22/2010
IUAF
USE AMENDMENT FILED
06/22/2010
EAAU
TEAS AMENDMENT OF USE RECEIVED
06/21/2010
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
04/15/2010
NWAP
NEW APPLICATION ENTERED
04/13/2010
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