FICR
FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
05/24/2026
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Official data from USPTO
ASX
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: CombinedOffice: United States
Quick snapshot
ST13
US500000079411380Class
9, 35, 36, 38, 41, 42
Filing
79411380
Registration
8147662
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
31
Latest update
05/26/2026
Trademark type
Combined
Nice classes
9, 35, 36, 38, 41, 42
Filing date
09/16/2024
Registration date
02/24/2026
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
02/24/2026
Last transaction
05/26/2026
Responsible office
United States Patent and Trademark Office
Status code
700
Official register
Principal Register
Drawing code
3
Owner type
82
Owner location
AU
Examiner
OSGOOD, KRYSTINA E
Law office
N30
Current location
FILE REPOSITORY (FRANCONIA)
Mark description
The mark consists of the stylized wording "ASX".
Holders and representatives
Holders
ASX OPERATIONS PTY. LTD.
Representatives
Michael E. Dockins Shumaker, Loop & Kendrick
Technical classification
Nice Classes
Class 9Class 35Class 36Class 38Class 41Class 42
Vienna Codes
No Vienna codes available.
Goods and services
Class 9
Downloadable application software for processing and analysing information relating to financial matters; Downloadable application software that enables trading in financial instrumentsprovides for trade execution and trade confirmation capabilitiesprovides authorization access to financial information and financial market informationreal time and otherwise; Downloadable application operating software for instructionaleducationalteaching and administrative purposes relating to financial matters; Downloadable computer software for processing and analysing information relating to financial matters; Downloadable computer software for database management for instructionaleducationalteaching and administrative purposes relating to financial matters; downloadable webcasts in the field of financebut not including software applications for navigational systems and software for telecommunication devicesnavigation systemstelevisionradio and end-consumer electronicsexcept where the software applications or software relate to financial marketsservices or products; Downloadable computer software that enables trading in financial instrumentsprovides for trade execution and trade confirmation capabilitiesprovides authorization access to financial information and financial market informationreal time and otherwise; Downloadable computer software providing a distributed ledger technology platform that facilitates the hosting of software applications; Downloadable computer databases in the field of financial matters; Downloadable databases in the field of financial mattersdownloadable newspapersnewslettersmagazinesperiodicalsmanualsbooksbookletspamphletsreportsinstructionaleducational and teaching materials in the field of financial matters; Downloadable data processing software programs; Downloadable data processing software systemsdownloadable securities trading software for processing the transfer of ownership of financial products
Class 35
Business administration and business consultancy services in relation to statistics and indexes concerning securities tradinginterestspricesexchange rates and other economic data concerning securities and providing business information; business advisoryconsultancy and information service; data compilation and collection for othersbusiness servicesaccountingbusiness recordation managementcompilation and systematization of information concerning securities tradingfinancial interestsfinancial markets and other financial data into computer databases for business purposesproviding business information electronic means; provision of business data analysis; business data analysis; market research services; recording the transfer of securities; maintenance of information in registers for sharessecurities and other financial products
Class 36
Financial services including financial trading exchange servicescross-border financial exchange servicesnon-electronic financial exchange services and electronic financial exchange services in the field of order routingsecure message transmission or authenticated message transmission; financial exchange agencies; financial clearing; financial clearing house services; financial clearing-houses; financial information in the nature of stock market informationsuch as quotationsordersmarket transactions; computerised financial servicesclearing and reconciling financial transactions via a global computer network; conducting of financial transactionsassisting others with the completion of financial transactions for stocksbondssecurities and equities; financial exchange services; financial information; financial information services; financial market information services; financial services namely currency tradingfinancial clearing and debt settlement of securities in the field of equitydebtperpetual floating rate notesderivatives being warrantsoptionsfuturesoptions over futureslow exercise price optionsrepurchase agreementsderivative swapsforward rate agreementsinsurable risksshare ratios and index options)hybrid securitiesconvertible notespreference sharesconvertible preference sharescommoditiespermitsrightslicensescreditsenterprisespropertyinfrastructureintellectual property rightscontractsinstallment receiptsunit trustsindex fundsmanaged fundsmutual fundsreal estate investment trustscurrencystructured products and financial instruments; cross-border financial clearing; financial management of foreign exchange risk; financial custody servicesmaintaining possession of financial assets for others for financial management purposes; trustee servicesbureau financial clearing services and third party financial clearing services; financial transaction servicesfinancial clearing and debt settlement services for market transactionsestate settlement services for managed fundselectronic facilitation of corporate action transfer of funds elections and transactions in the nature of securities lending and financial registry servicesregistration being brokerage of sharessecurities and other financial securities products; provision of financial information; provision of information relating to financial services being providing financial information; carbon trading exchange servicestrading of carbon dioxide and greenhouse gas emissions creditsallowancesoffsets of others; financial securities exchange services; commoditiesgoldmercantilemonetary and security exchangecommodities exchangegold tradingmonetary exchange and financial exchange services; quotation of stock market exchange prices; share exchange schemesfinancial administration of stock exchange trading of shares and other financial securities in financial markets; stock exchange quotations; stock exchange information services; electronic financial trading services provided by a trading network via an electronic private intranet network and global computer network; financial clearing and debt settlement of tradesincludingall in the fields of cross-border clearingmanaging foreign exchange riskfinancial custody of assets for others for financial management purposestrustee servicesbureau financial clearing services and third party financial clearing services; financial risk management; provision of financial information concerning financial mattersincludingprovision of information in respect tomarket matterslisted entitiesproducts with such products including equitydebtderivativescommoditiespermitsrightslicensescreditsenterprisespropertyinfrastructureintellectual property rightscontractsinstallment receiptsunit trustsindex fundsmanaged fundsmutual fundsreal estate investment trustscurrencystructured products and financial instrumentsprovision of financial information advice concerning market data such as trade and quote datacorporate action informationcompany announcementsfinancial data and fundamental data; the provision of financial information and financial data analysis in connection with financial and monetary affairsincluding online; financial servicesincludingfinancial analysis and financial data tracking relating to securities and other financial instrumentsfinancial monitoring for investment purposes and financial risk assessment services in the field of financial evaluation; monetary affairsfinancial informationmanagement and analysis services; providing of financial analyses; providing financial information via a website
Class 38
Communication of information by computer terminals; communication of information by electronic computer terminals; communication services for the transmission of information by electronic communication network means; computer communications for the transmission of information; electronic data transmission; electronic transmission of information; transmission of information by computer; transmission of information by electronic means; broadcasting over a global computer networkwebcasting services; webcasting services; providing access to an online database featuring real time investment information; electronic transmission of data and documents in the field of securitiesfinancial instruments market informationquotations and orders; electronic communication networkscommunications by computer terminals in the field of securities and financial instruments transactions to others via a computer networkinternetonline and other electronic channels; peer-to-peer networking computer serviceselectronic transmission of data over electronic communications networks; providing on-line Internet access to publications
Class 41
Arranging and conducting of seminars in the field of financial matters; arranging and conducting of workshops in the field of financial matters; conducting instructional courses in the field of financial matters; conducting of educational courses in the field of financial matters; conducting of instructional seminars in the field of financial matters; conducting seminars in the field financial matters; conducting training seminars in the field of financial matters; conducting training workshops in the field of financial matters; video production of webcasts; publication of commodity market financial index books
Class 42
Computer software design; computer software development; development of computer software application solutions; development of computer software systems for the processing of data; development of computer software systems for the storage of data; development of computer software systems for the transmission of data; computer co-location services being the rental of data centre facilities and computer hardware apparatus; designinstallationmaintenancedevelopment of software for tradingclearing and settlement and handling of securitiesfor the operation of financial market placesfor information relating to the stock market and securities; digital identification and certification services being the authenticationissuance and validation services to identifyverify and authenticate digital certificates for first and third parties and interactions between the same and securing business communications and transactions; electronic server hosting services; platform as a service (PaaS) featuring computer software platforms for managing financial transactions relating to the tradingclearing and settlement of securities and financial instruments; software as a service (SaaS) services featuring computer software for managing financial transactions relating to the tradingclearing and settlement of securities and financial instruments; software as a service (SAAS) services in the nature of hosting third-party cloud based software; computerized electronic data storage services for financial market data; research and development of new products; hosting a data software platform for storingaccessingcompilingarrangingintegrating or analysing dataincluding for sale to others on a virtual private server
Publications
History of USPTO decisions and trademark events.
31 publications found
OPNX
NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB
05/21/2026
OPNS
NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
05/04/2026
OPNR
NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB
05/04/2026
NRCC
NOTICE OF REGISTRATION CONFIRMATION EMAILED
02/24/2026
R.PR
REGISTERED-PRINCIPAL REGISTER
02/24/2026
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
01/06/2026
PUBO
PUBLISHED FOR OPPOSITION
01/06/2026
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
12/31/2025
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/09/2025
XAEC
EXAMINER'S AMENDMENT ENTERED
12/09/2025
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
12/09/2025
GNEA
EXAMINERS AMENDMENT E-MAILED
12/09/2025
CNEA
EXAMINERS AMENDMENT -WRITTEN
12/09/2025
ADCH
CHANGE OF NAME/ADDRESS REC'D FROM IB
11/06/2025
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
10/27/2025
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
10/27/2025
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
10/27/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
09/03/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
09/03/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
09/03/2025
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
09/03/2025
RFNT
REFUSAL PROCESSED BY IB
05/17/2025
RFCS
NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
04/25/2025
RFRR
REFUSAL PROCESSED BY MPU
04/25/2025
RFCR
NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
03/15/2025
CNRT
NON-FINAL ACTION WRITTEN
03/14/2025
DOCK
ASSIGNED TO EXAMINER
03/12/2025
MAFR
APPLICATION FILING RECEIPT MAILED
12/06/2024
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
12/06/2024
REPR
SN ASSIGNED FOR SECT 66A APPL FROM IB
12/05/2024
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