NA71
NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
09/22/2025
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Official data from USPTO
CITIC SECURITIES
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Active USPTO registrationType: CombinedOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
51
Latest update
09/23/2025
Trademark type
Combined
Nice classes
36
Filing date
03/25/2014
Registration date
07/07/2015
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
09/22/2025
Last transaction
09/23/2025
Responsible office
United States Patent and Trademark Office
Status code
706
Official register
Principal Register
Drawing code
5
Owner type
03
Owner location
Beijing, CN
Examiner
LEE, JANET
Current location
Historical data usage
Mark description
The mark consists of the stylized wording "CITIC SECURITIES" in two lines.
Holders and representatives
Holders
CITIC GROUP CORPORATION
Representatives
Zhi Dong HSML, P.C.
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Mutual funds brokerage; capital investment services; funds investment; financing services; financial management; mortgage lending; brokerage of tokens of valuebrokerage of shares and other securities; stocks and bonds brokerage; financial analysis; financial consultancy; financial information; issue of tokens of value; stock exchange quotations; brokerage of carbon credits; commodityinsuranceinvestment and securities brokerage; financial guarantees and assurance underwriting gurantees; fiduciary representatives; trusteeship representatives
Publications
History of USPTO decisions and trademark events.
51 publications found
71AG
REGISTERED-SEC.71 ACCEPTED
09/22/2025
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
09/22/2025
ES71
TEAS SECTION 71 RECEIVED
06/20/2025
RNWL
INTERNATIONAL REGISTRATION RENEWED
09/26/2024
REM4
COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED
07/07/2024
NREP
NEW REPRESENTATIVE AT IB RECEIVED
04/28/2024
NA71
NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
01/07/2022
71AG
REGISTERED-SEC.71 ACCEPTED
01/07/2022
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/07/2022
ES71
TEAS SECTION 71 RECEIVED
06/30/2021
REM3
COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
07/07/2020
FINO
FINAL DECISION TRANSACTION PROCESSED BY IB
11/27/2015
FICS
FINAL DISPOSITION NOTICE SENT TO IB
11/09/2015
FIMP
FINAL DISPOSITION PROCESSED
11/09/2015
FICR
FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
10/07/2015
R.PR
REGISTERED-PRINCIPAL REGISTER
07/07/2015
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
04/21/2015
PUBO
PUBLISHED FOR OPPOSITION
04/21/2015
GPNX
NOTIFICATION PROCESSED BY IB
04/17/2015
OPNS
NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
04/01/2015
OP2R
NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB
04/01/2015
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
04/01/2015
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
03/13/2015
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
03/12/2015
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
03/12/2015
PARI
TEAS VOLUNTARY AMENDMENT RECEIVED
03/12/2015
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
03/12/2015
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
03/04/2015
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
03/04/2015
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
03/04/2015
NREV
NOTICE OF REVIVAL - E-MAILED
02/28/2015
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
02/27/2015
PETG
PETITION TO REVIVE-GRANTED
02/27/2015
PROA
TEAS PETITION TO REVIVE RECEIVED
02/27/2015
MAB2
ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND
02/05/2015
ABN2
ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
02/04/2015
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/08/2015
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/08/2015
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
01/07/2015
ALIE
ASSIGNED TO LIE
01/06/2015
UNPR
UNRESPONSIVE/DUPLICATE PAPER RECEIVED
12/30/2014
RFNT
REFUSAL PROCESSED BY IB
07/22/2014
MAFR
APPLICATION FILING RECEIPT MAILED
07/04/2014
RFCS
NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
07/01/2014
RFRR
REFUSAL PROCESSED BY MPU
07/01/2014
RFCR
NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
07/01/2014
CNRT
NON-FINAL ACTION WRITTEN
06/30/2014
DOCK
ASSIGNED TO EXAMINER
06/30/2014
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
06/30/2014
REPR
SN ASSIGNED FOR SECT 66A APPL FROM IB
06/26/2014
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