TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/21/2025
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Official data from USPTO
NIKKO ASSET MANAGEMENT
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Active USPTO registrationType: CombinedOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
64
Latest update
11/26/2025
Trademark type
Combined
Nice classes
36
Filing date
09/29/2011
Registration date
01/01/2013
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
07/13/2023
Last transaction
11/26/2025
Responsible office
United States Patent and Trademark Office
Status code
706
Official register
Principal Register
Drawing code
5
Owner type
03
Owner location
Tokyo 100-8325, JP
Examiner
VALLILLO,MELISSA C
Law office
M40
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Representatives
Martin M. Zoltick Rothwell, Figg, Ernst & Manbeck, P.C.
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Banking servicesacceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlementdebit settlement servicescredit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; offering of securities subscriptions in the nature of hedge fundsprivate equity fundssecurities and derivatives for others; private placement in the nature of hedge fundsprivate equity fundssecurities and derivatives or * FOR * others; securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; financial servicesassisting others in the completion of financial transaction of securities or offering and transaction of private placement in the nature of hedge fundsprivate equity fundssecurities and derivatives for others; securities brokeragebuying and selling of securities; securities underwriting; financial servicesissuing of securities beneficiary certificates; instruction on trust assets investment; advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance
Publications
History of USPTO decisions and trademark events.
64 publications found
ECDR
TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS
11/21/2025
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
11/21/2025
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
11/21/2025
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/21/2025
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/21/2025
INNP
PARTIAL INVALIDATION PROCESSED BY THE IB
06/17/2024
XXSS
GENERIC MADRID TRANSACTION SENT TO IB
04/26/2024
XXCR
GENERIC MADRID TRANSACTION CREATED
04/26/2024
INPR
PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
03/13/2024
NA71
NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
07/13/2023
71AG
REGISTERED-SEC.71 ACCEPTED
07/13/2023
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
05/29/2023
ES71
TEAS SECTION 71 RECEIVED
11/17/2022
REM4
COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED
01/01/2022
RNWL
INTERNATIONAL REGISTRATION RENEWED
10/15/2021
NA75
NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED
12/12/2018
C75A
REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.
12/12/2018
ES75
TEAS SECTION 71 & 15 RECEIVED
12/11/2018
REM3
COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
01/01/2018
NREP
NEW REPRESENTATIVE AT IB RECEIVED
07/01/2016
INNA
INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE
02/07/2015
INPR
PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
08/14/2014
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12/14/2013
COC.
CORRECTION UNDER SECTION 7 - PROCESSED
12/14/2013
NREP
NEW REPRESENTATIVE AT IB RECEIVED
12/14/2013
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12/13/2013
WDRL
OTQR WITHDRAWAL FROM PUBLICATION
12/02/2013
XXXX
POST REGISTRATION ACTION CORRECTION
11/15/2013
AMD7
SEC 7 REQUEST FILED
10/31/2013
ES7R
TEAS SECTION 7 REQUEST RECEIVED
10/31/2013
FINO
FINAL DECISION TRANSACTION PROCESSED BY IB
09/15/2013
FICS
FINAL DISPOSITION NOTICE SENT TO IB
08/27/2013
FIMP
FINAL DISPOSITION PROCESSED
08/27/2013
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/16/2013
PRAM
POST REGISTRATION ACTION MAILED - SEC. 7
05/02/2013
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
04/30/2013
ES7R
TEAS SECTION 7 REQUEST RECEIVED
04/09/2013
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
04/09/2013
FICR
FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
04/01/2013
R.PR
REGISTERED-PRINCIPAL REGISTER
01/01/2013
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
10/16/2012
PUBO
PUBLISHED FOR OPPOSITION
10/16/2012
GPNX
NOTIFICATION PROCESSED BY IB
10/15/2012
OPNS
NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
09/26/2012
OP2R
NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB
09/26/2012
NONP
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
09/26/2012
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
09/11/2012
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
09/04/2012
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
08/13/2012
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
08/13/2012
ALIE
ASSIGNED TO LIE
07/27/2012
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
07/24/2012
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
07/09/2012
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
07/09/2012
RFNT
REFUSAL PROCESSED BY IB
02/17/2012
RFCS
NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
01/30/2012
RFRR
REFUSAL PROCESSED BY MPU
01/30/2012
RFCR
NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
01/26/2012
CNRT
NON-FINAL ACTION WRITTEN
01/25/2012
DOCK
ASSIGNED TO EXAMINER
01/19/2012
MAFR
APPLICATION FILING RECEIPT MAILED
12/13/2011
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
12/09/2011
REPR
SN ASSIGNED FOR SECT 66A APPL FROM IB
12/08/2011
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