REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
07/17/2026
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Official data from USPTO
OCCAM CAPITAL
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
OCCAM CAPITAL
ST13
US500000078974441Class
36
Filing
78974441
Registration
3265201
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
23
Latest update
07/17/2026
Trademark type
Word
Nice classes
36
Filing date
09/14/2006
Registration date
07/17/2007
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
11/23/2016
Last transaction
07/17/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
07/01/1998
First use in commerce
07/01/1998
Drawing code
4
Owner type
16
Owner location
Pittsford, NY, US
Examiner
ORNDORFF, LINDA
Law office
M20
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
Occam Capital Management, LLC
Representatives
Kimberly I. Shimomura HARTER SECREST & EMERY LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Advice relating to investments; Commodity investment advice; Financial investment in the field of equitiesfixed income & cash equivalents (securities); Financial services in the nature of an investment security; Financial servicesa total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consultation; Funds investment; Investment advice; Investment advisory services; Investment consultation; Investment management; Investment of funds for others
Publications
History of USPTO decisions and trademark events.
23 publications found
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
11/23/2016
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
11/23/2016
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
11/23/2016
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
11/22/2016
E89R
TEAS SECTION 8 & 9 RECEIVED
09/10/2016
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
07/17/2016
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
09/27/2012
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
09/26/2012
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
09/26/2012
E815
TEAS SECTION 8 & 15 RECEIVED
09/14/2012
R.PR
REGISTERED-PRINCIPAL REGISTER
07/17/2007
PUBO
PUBLISHED FOR OPPOSITION
05/01/2007
NPUB
NOTICE OF PUBLICATION
04/11/2007
DOCK
ASSIGNED TO EXAMINER
03/13/2007
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
03/08/2007
ALIE
ASSIGNED TO LIE
03/08/2007
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
02/06/2007
XAEC
EXAMINER'S AMENDMENT ENTERED
02/06/2007
GNEA
EXAMINERS AMENDMENT E-MAILED
02/06/2007
CNEA
EXAMINERS AMENDMENT -WRITTEN
02/06/2007
DOCK
ASSIGNED TO EXAMINER
02/06/2007
NWAP
NEW APPLICATION ENTERED
09/20/2006
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