REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
06/05/2026
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Official data from USPTO
OTA
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Active USPTO registrationType: WordOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
28
Latest update
06/06/2026
Trademark type
Word
Nice classes
36
Filing date
06/20/2006
Registration date
06/05/2007
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
07/11/2017
Last transaction
06/06/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
1983-00-00
First use in commerce
1983-00-00
Drawing code
4
Owner type
13
Owner location
Purchase, NY, US
Examiner
BELL, MARLENE D
Law office
L50
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
OTA Financial Group LP
Representatives
Monica P. McCabe, Esq. PHILLIPS NIZER LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial consultation; financial asset management services; brokerage for trading of quantitative stock and options trading strategies; financial servicesnamely assisting others with the completion of financial transactions for stocksbondssecurities and equities; brokerage of sharesoptions or stocks and other securities
Publications
History of USPTO decisions and trademark events.
28 publications found
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/19/2018
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
07/11/2017
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
07/11/2017
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
07/11/2017
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
07/11/2017
E89R
TEAS SECTION 8 & 9 RECEIVED
06/05/2017
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
06/05/2016
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
06/19/2013
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
06/19/2013
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
06/17/2013
E815
TEAS SECTION 8 & 15 RECEIVED
06/04/2013
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/01/2010
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
06/24/2009
R.PR
REGISTERED-PRINCIPAL REGISTER
06/05/2007
PUBO
PUBLISHED FOR OPPOSITION
03/20/2007
NPUB
NOTICE OF PUBLICATION
02/28/2007
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
02/02/2007
ALIE
ASSIGNED TO LIE
02/02/2007
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
12/31/2006
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
12/14/2006
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
12/13/2006
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
12/13/2006
GNRT
NON-FINAL ACTION E-MAILED
11/24/2006
CNRT
NON-FINAL ACTION WRITTEN
11/24/2006
DOCK
ASSIGNED TO EXAMINER
11/21/2006
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/25/2006
NWAP
NEW APPLICATION ENTERED
06/26/2006
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