NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
08/01/2019
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Official data from USPTO
R ROTH
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: CombinedOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
56
Latest update
08/01/2019
Trademark type
Combined
Nice classes
35, 36, 41
Filing date
04/27/2006
Registration date
12/30/2008
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
08/01/2019
Last transaction
08/01/2019
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
01/15/1984
First use in commerce
01/15/1984
Drawing code
3
Owner type
16
Owner location
Newport Beach, CA
Examiner
DWYER, JOHN D
Law office
M70
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
Roth Capital Partners, LLC
Representatives
Darren M. Geliebter Lombard & Geliebter LLP
Technical classification
Nice Classes
Class 35Class 36Class 41
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Mergers and acquisitions advisory servicesacquisition and merger consultation; marketing servicesbusiness marketing services
Class 36
Financial serviceshelping public companies raise capital and create liquidityspecificallycapital investment services; Investment banking services; Trading services in the field of securitiesfinance and investmentsbrokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management servicesinvestment management and financial management; brokerage services in the field of stockscommoditiesinsurance
Class 41
Conferences in the field of financeinvestmentsbrokeragebankinginsurancearranging and conducting educational conferences
Publications
History of USPTO decisions and trademark events.
56 publications found
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
08/01/2019
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
08/01/2019
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
08/01/2019
E89R
TEAS SECTION 8 & 9 RECEIVED
07/01/2019
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
12/30/2017
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
01/15/2015
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
01/15/2015
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/15/2015
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
01/06/2015
E815
TEAS SECTION 8 & 15 RECEIVED
12/30/2014
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
12/23/2010
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
02/12/2009
R.PR
REGISTERED-PRINCIPAL REGISTER
12/30/2008
PUBO
PUBLISHED FOR OPPOSITION
10/14/2008
NPUB
NOTICE OF PUBLICATION
09/24/2008
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
09/10/2008
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
09/09/2008
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
09/09/2008
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
09/09/2008
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
09/09/2008
GNS1
NOTIFICATION OF SUBSEQUENT FINAL EMAILED
08/28/2008
GNSF
SUBSEQUENT FINAL EMAILED
08/28/2008
CFRC
SUBSEQUENT FINAL REFUSAL WRITTEN
08/28/2008
ZZZX
PREVIOUS ALLOWANCE COUNT WITHDRAWN
08/19/2008
PBCR
WITHDRAWN FROM PUB - OG REVIEW QUERY
07/28/2008
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
07/14/2008
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
07/11/2008
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
07/10/2008
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
07/09/2008
ERFR
TEAS REQUEST FOR RECONSIDERATION RECEIVED
07/09/2008
GNFN
NOTIFICATION OF FINAL REFUSAL EMAILED
07/03/2008
GNFR
FINAL REFUSAL E-MAILED
07/03/2008
CNFR
FINAL REFUSAL WRITTEN
07/03/2008
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
06/04/2008
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
06/04/2008
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
06/04/2008
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
02/08/2008
CEPE
COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION ENTERED
12/04/2007
ALIE
ASSIGNED TO LIE
12/04/2007
GEAN
NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
12/04/2007
GEAP
EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
12/04/2007
CPEA
EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED
12/04/2007
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
11/06/2007
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
11/05/2007
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
11/05/2007
GNRT
NON-FINAL ACTION E-MAILED
05/03/2007
CNRT
NON-FINAL ACTION WRITTEN
05/03/2007
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
04/03/2007
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
04/02/2007
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
04/02/2007
GNRT
NON-FINAL ACTION E-MAILED
10/02/2006
CNRT
NON-FINAL ACTION WRITTEN
10/02/2006
DOCK
ASSIGNED TO EXAMINER
09/27/2006
MDSC
NOTICE OF DESIGN SEARCH CODE MAILED
05/04/2006
NWAP
NEW APPLICATION ENTERED
05/03/2006
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