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Official data from USPTO

RIA IN A BOX

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

RIA IN A BOX

ST13

US500000078858982

Class

35

Filing

78858982

Registration

3288058

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

44

Latest update

11/08/2025

Trademark type

Word

Nice classes

35

Filing date

04/11/2006

Registration date

09/04/2007

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

06/14/2017

Last transaction

11/08/2025

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

First use anywhere

09/03/2005

First use in commerce

09/03/2005

Drawing code

4

Owner type

03

Owner location

Arlington, VA

Examiner

ENGEL, MICHAEL

Law office

L70

Current location

GENERIC WEB UPDATE

Holders and representatives

Holders

COMPLY TECHNOLOGIES INC.
COMPLIANCE SCIENCE, INC.
RIA IN A BOX LLC
RIA IN A BOX, INC.
Gronich Wealth Management, Inc.

Representatives

Michael A. Geller DLA Piper LLP (US)

Technical classification

Nice Classes

Class 35

Vienna Codes

No Vienna codes available.

Goods and services

Class 35

Business consultation services

Publications

History of USPTO decisions and trademark events.

44 publications found

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

11/03/2025

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

11/03/2025

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

11/03/2025

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

11/03/2025

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

11/03/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

05/07/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

05/08/2024

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

12/21/2022

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

12/21/2022

EWAF

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

12/21/2022

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

12/21/2022

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

12/21/2022

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

12/21/2022

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

06/14/2017

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

06/14/2017

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

06/14/2017

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

06/14/2017

E89R

TEAS SECTION 8 & 9 RECEIVED

04/25/2017

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

09/04/2016

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

09/07/2013

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

09/07/2013

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

09/07/2013

815F

REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

08/21/2013

E815

TEAS SECTION 8 & 15 RECEIVED

08/21/2013

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

08/20/2013

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

08/20/2013

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

12/21/2011

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

12/14/2011

R.PR

REGISTERED-PRINCIPAL REGISTER

09/04/2007

PUBO

PUBLISHED FOR OPPOSITION

06/19/2007

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

06/18/2007

UNDR

UNDELIVERABLE MAIL - CORRESP. REMAILED

06/12/2007

DOCK

ASSIGNED TO EXAMINER

06/12/2007

NPUB

NOTICE OF PUBLICATION

05/30/2007

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

04/17/2007

ALIE

ASSIGNED TO LIE

04/17/2007

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

03/26/2007

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

01/06/2007

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

01/05/2007

TROA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

01/05/2007

GNRT

NON-FINAL ACTION E-MAILED

09/28/2006

CNRT

NON-FINAL ACTION WRITTEN

09/28/2006

DOCK

ASSIGNED TO EXAMINER

09/19/2006

NWAP

NEW APPLICATION ENTERED

04/18/2006

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