NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
07/31/2026
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Official data from USPTO
BROKERCHECK
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Active USPTO registrationType: WordOffice: United States
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
38
Latest update
07/31/2026
Trademark type
Word
Nice classes
35
Filing date
03/31/2006
Registration date
04/10/2007
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
07/31/2026
Last transaction
07/31/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
12/03/2003
First use in commerce
12/03/2003
Drawing code
4
Owner type
99
Owner location
WASHINGTON, DC, US
Examiner
BENJAMIN, SARA NICOLE
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
National Association of Securities Dealers, Inc.
Representatives
Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI
Technical classification
Nice Classes
Class 35
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Providing an on-line computer database with information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Publications
History of USPTO decisions and trademark events.
38 publications found
RNL2
REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
07/31/2026
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
07/31/2026
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
07/31/2026
E89R
TEAS SECTION 8 & 9 RECEIVED
06/01/2026
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
04/10/2026
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
05/24/2017
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
05/24/2017
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
05/24/2017
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
05/24/2017
E89R
TEAS SECTION 8 & 9 RECEIVED
03/29/2017
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/17/2017
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/17/2017
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
04/10/2016
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/29/2014
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/29/2014
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
11/24/2012
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
11/24/2012
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
11/24/2012
E815
TEAS SECTION 8 & 15 RECEIVED
10/30/2012
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
08/29/2007
R.PR
REGISTERED-PRINCIPAL REGISTER
04/10/2007
PUBO
PUBLISHED FOR OPPOSITION
01/23/2007
NPUB
NOTICE OF PUBLICATION
01/03/2007
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
12/06/2006
ALIE
ASSIGNED TO LIE
12/06/2006
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
11/17/2006
XAEC
EXAMINER'S AMENDMENT ENTERED
11/16/2006
GNEA
EXAMINERS AMENDMENT E-MAILED
11/16/2006
CNEA
EXAMINERS AMENDMENT -WRITTEN
11/16/2006
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
10/27/2006
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
10/26/2006
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
10/26/2006
GNRT
NON-FINAL ACTION E-MAILED
09/27/2006
CNRT
NON-FINAL ACTION WRITTEN
09/27/2006
DOCK
ASSIGNED TO EXAMINER
09/13/2006
MPMK
NOTICE OF PSEUDO MARK MAILED
04/11/2006
NWAP
NEW APPLICATION ENTERED
04/06/2006
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