REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
10/10/2025
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Official data from USPTO
PROSPECT INVESTMENT MANAGEMENT
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
PROSPECT INVESTMENT MANAGEMENT
ST13
US500000078417705Class
36
Filing
78417705
Registration
3154839
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
46
Latest update
10/11/2025
Trademark type
Word
Nice classes
36
Filing date
05/12/2004
Registration date
10/10/2006
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
12/17/2016
Last transaction
10/11/2025
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
04/15/2004
First use in commerce
04/15/2004
Drawing code
4
Owner type
16
Owner location
NEW YORK, NY
Examiner
MCBRIDE,THEODORE M
Law office
L30
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
PROSPECT CAPITAL INVESTMENT MANAGEMENT,L
P. I. (pessoa física)
Representatives
PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Financial servicesasset management and financial advisory services
Publications
History of USPTO decisions and trademark events.
46 publications found
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
12/17/2016
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
12/17/2016
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
12/17/2016
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12/17/2016
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
10/07/2016
E89R
TEAS SECTION 8 & 9 RECEIVED
10/07/2016
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
10/10/2015
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
11/05/2014
NAS8
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
10/12/2012
8.OK
REGISTERED - SEC. 8 (6-YR) ACCEPTED
10/12/2012
8.AF
REGISTERED - SEC. 8 (6-YR) FILED
10/12/2012
EROP
TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
10/10/2012
PRA8
POST REGISTRATION ACTION MAILED - SEC. 8
08/31/2012
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
08/31/2012
ES8R
TEAS SECTION 8 RECEIVED
08/09/2012
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
08/09/2012
R.PR
REGISTERED-PRINCIPAL REGISTER
10/10/2006
REGV
LAW OFFICE REGISTRATION REVIEW COMPLETED
08/23/2006
ALIE
ASSIGNED TO LIE
08/18/2006
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
08/11/2006
SUPC
STATEMENT OF USE PROCESSING COMPLETE
07/25/2006
IUAF
USE AMENDMENT FILED
06/30/2006
EISU
TEAS STATEMENT OF USE RECEIVED
06/30/2006
EX1G
SOU EXTENSION 1 GRANTED
06/20/2006
TPEX
SOU EXTENSION RECEIVED WITH TEAS PETITION
06/14/2006
PETG
PETITION TO REVIVE-GRANTED
06/14/2006
PROA
TEAS PETITION TO REVIVE RECEIVED
06/14/2006
EXT1
SOU EXTENSION 1 FILED
06/06/2006
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/16/2006
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/16/2006
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
12/16/2005
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
12/16/2005
NOAM
NOA MAILED - SOU REQUIRED FROM APPLICANT
12/06/2005
PUBO
PUBLISHED FOR OPPOSITION
09/13/2005
NPUB
NOTICE OF PUBLICATION
08/24/2005
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
06/24/2005
ALIE
ASSIGNED TO LIE
06/24/2005
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
06/21/2005
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
06/17/2005
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
06/10/2005
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
06/10/2005
GNRT
NON-FINAL ACTION E-MAILED
12/13/2004
CNRT
NON-FINAL ACTION WRITTEN
12/13/2004
DOCK
ASSIGNED TO EXAMINER
12/10/2004
NWAP
NEW APPLICATION ENTERED
05/19/2004
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