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Official data from USPTO

SMART401K

Did you know this trademark is already registered in United States?

Before investing in name, identity, and promotion, validate collision risk and registration strategy to avoid wasting time and budget.

Active USPTO registrationType: WordOffice: United States

Quick snapshot

SMART401K

ST13

US500000078378770

Class

36

Filing

78378770

Registration

3546894

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

38

Latest update

07/08/2026

Trademark type

Word

Nice classes

36

Filing date

03/04/2004

Registration date

12/16/2008

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

07/20/2019

Last transaction

07/08/2026

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

First use anywhere

02/18/2004

First use in commerce

02/18/2004

Drawing code

4

Owner type

16

Owner location

SUNNYVALE, CA, US

Examiner

CROSS, TRACY L

Law office

L90

Current location

GENERIC WEB UPDATE

Holders and representatives

Holders

EDELMAN FINANCIAL ENGINES, LLC
FINANCIAL ENGINES, INC.
SMART401K, LLC

Representatives

Andrew G. Colombo HOVEY WILLIAMS LLP

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

INVESTMENT ADVICE TO EMPLOYEES OF COMPANIES WITH 401(k) ACCOUNTS PERTAINING TO THE INVESTMENT OF FUNDS IN THE 401(k) ACCOUNTS

Publications

History of USPTO decisions and trademark events.

38 publications found

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

07/08/2026

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

07/20/2019

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

07/20/2019

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

07/20/2019

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

07/20/2019

E89R

TEAS SECTION 8 & 9 RECEIVED

06/14/2019

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

12/05/2018

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

08/01/2018

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

07/25/2018

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

12/16/2017

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

10/04/2017

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

09/29/2017

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

09/29/2017

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

07/08/2015

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

07/08/2015

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

12/02/2014

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

12/02/2014

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

12/02/2014

E815

TEAS SECTION 8 & 15 RECEIVED

11/12/2014

R.PR

REGISTERED-PRINCIPAL REGISTER

12/16/2008

PUBO

PUBLISHED FOR OPPOSITION

09/30/2008

NPUB

NOTICE OF PUBLICATION

09/10/2008

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

08/28/2008

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

08/27/2008

TEME

TEAS/EMAIL CORRESPONDENCE ENTERED

08/22/2008

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

08/22/2008

ERSI

TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED

08/21/2008

RCSC

REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED

04/17/2008

RCSC

REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED

10/17/2007

RCSC

REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED

12/01/2006

ALIE

ASSIGNED TO LIE

12/01/2006

RCSC

REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED

04/24/2006

RCSC

REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED

10/21/2005

RCSC

REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED

03/30/2005

GNSL

LETTER OF SUSPENSION E-MAILED

09/21/2004

CNSL

SUSPENSION LETTER WRITTEN

09/21/2004

DOCK

ASSIGNED TO EXAMINER

09/20/2004

NWAP

NEW APPLICATION ENTERED

03/19/2004

Continuous trademark protection

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