NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
03/04/2021
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Official data from USPTO
CAPITAL MARKETS COMPLIANCE
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
CAPITAL MARKETS COMPLIANCE
ST13
US500000078004262Class
36
Filing
78004262
Registration
2491638
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
30
Latest update
03/04/2021
Trademark type
Word
Nice classes
36
Filing date
04/14/2000
Registration date
09/18/2001
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
03/04/2021
Last transaction
03/04/2021
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Supplemental Register
Filing basis
Intent to use
First use anywhere
1999-09-00
First use in commerce
1999-09-00
Drawing code
1
Owner type
01
Owner location
Atlanta, GA
Examiner
CLAYTON, CHERYL A
Law office
L20
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
Alvarez, Karen L.
Representatives
Alvarez, Karen L.
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Securities compliance consultingnamely providing consulting services with respect to regulatory requirements in the field of securities market regulation
Publications
History of USPTO decisions and trademark events.
30 publications found
RNL2
REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
03/04/2021
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
03/04/2021
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/02/2021
E89R
TEAS SECTION 8 & 9 RECEIVED
11/23/2020
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
09/18/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
08/08/2018
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
09/07/2011
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
09/07/2011
E89R
TEAS SECTION 8 & 9 RECEIVED
08/23/2011
8.OK
REGISTERED - SEC. 8 (6-YR) ACCEPTED
02/16/2007
PLGL
ASSIGNED TO PARALEGAL
02/09/2007
CFIT
CASE FILE IN TICRS
02/06/2007
8.AF
REGISTERED - SEC. 8 (6-YR) FILED
11/10/2006
ES8R
TEAS SECTION 8 RECEIVED
11/10/2006
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/01/2006
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/01/2006
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/01/2006
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
05/09/2003
PAPER RECEIVED
08/05/2002
R.SR
REGISTERED-SUPPLEMENTAL REGISTER
09/18/2001
CNTA
APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
06/17/2001
CNEA
EXAMINERS AMENDMENT MAILED
06/04/2001
IUAA
USE AMENDMENT ACCEPTED
06/03/2001
AUPC
AMENDMENT TO USE PROCESSING COMPLETE
05/29/2001
CNRT
NON-FINAL ACTION MAILED
02/28/2001
IUAF
USE AMENDMENT FILED
02/20/2001
DOCK
ASSIGNED TO EXAMINER
11/30/2000
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
10/16/2000
DOCK
ASSIGNED TO EXAMINER
08/28/2000
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