TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
03/14/2024
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Official data from USPTO
FINRA
Did you know this trademark is already registered in United States?
Before investing in name, identity, and promotion, validate collision risk and registration strategy to avoid wasting time and budget.
Active USPTO registrationType: WordOffice: US
Quick snapshot
FINRA
ST13
US500000077976554Class
9, 14, 16, 35, 36, 41, 45
Filing
77976554
Registration
3604224
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
50
Latest update
03/14/2024
Classification
Registered
Trademark type
Word
Nice classes
9, 14, 16, 35, 36, 41, 45
Filing date
07/10/2007
Registration date
04/07/2009
Expiration date
-
Recommended action
Perform a full collision analysis and validate classes before any filing or trademark investment.
Next step
These are the details of the registration process. Even so, constant monitoring is what ensures peace of mind that your main asset remains protected.
Complete case details
Structured fields from the responsible authority and the official record.
Status date
06/12/2019
Last transaction
03/14/2024
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
07/30/2007
First use in commerce
07/30/2007
Drawing code
4
Owner type
99
Owner location
Washington, DC
Examiner
LUKEN, BONNIE
Law office
L70
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
National Association of Securities Dealers, Inc.
Representatives
Aaron D. Hendelman WILSON SONSINI GOODRICH & ROSATI
Technical classification
Nice Classes
Class 9Class 14Class 16Class 35Class 36Class 41Class 45
Vienna Codes
No Vienna codes available.
Goods and services
Class 9
Computer software containing accessible databases and computer software used to access online databasesboth pertaining to licensingemployment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for trainingtestingcertification of professional and employment skills and abilities; downloadable podcasts with information related to securitiesequities and financial investments
Class 14
Lapel pins and watches
Class 16
Printed mattermanualsnewslettersbrochurespamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employmentlicensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securitiesinvestor educationtrading of securities and corporate bondsthe securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens
Class 35
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investorsproviding and maintaining a registry of member firms and their employeesinvestment advisors and individuals and entities within the securities and investment industry; promoting the services of othersadvertising and marketing a series of discounted insurancemail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industryfeaturing clothinghatsbagsoffice supplies and accessorieswatchespaper goodsumbrellascoffee mugs; business services for othersproviding an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional backgroundbusiness practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association servicescreating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industriesenforcement of securities regulations and securities trade rulesinvestigation to evaluate compliance with securities regulations and securities trade rulesdisciplining securities firms and individuals who violate securities rules and lawsinvestigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
Class 36
Financial consulting services for othersproviding analysis of securities market regulationsmanagement and operationsproviding advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities tradingcorporate bond transactionssecurities regulationfinancial investmentssecuritiessecurities firmsbroker/dealers and investment advisorsgrantsinvestor protectionrules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bondsequities and securitiesreports on bondsequities and securities tradescomparisons of bondsequities and securities trades
Class 41
Educational servicesconducting seminarsconferences and workshops in the fields of securities regulation and complianceinvestor educationproviding continuing education programs for securities industry professionals
Class 45
Arbitrationmediation and dispute resolution services
Publications
History of USPTO decisions and trademark events.
50 publications found
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
03/14/2024
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
03/14/2024
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
03/14/2024
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
03/14/2024
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
06/12/2019
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
06/12/2019
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
06/12/2019
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
06/12/2019
E89R
TEAS SECTION 8 & 9 RECEIVED
05/07/2019
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
04/07/2018
NOSU
NOTICE OF SUIT
06/07/2017
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/17/2017
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/17/2017
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
04/28/2015
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
04/28/2015
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
04/28/2015
E815
TEAS SECTION 8 & 15 RECEIVED
04/15/2015
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
04/15/2015
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
01/29/2014
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
01/29/2014
R.PR
REGISTERED-PRINCIPAL REGISTER
04/07/2009
REGV
LAW OFFICE REGISTRATION REVIEW COMPLETED
03/04/2009
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
03/03/2009
SUPC
STATEMENT OF USE PROCESSING COMPLETE
02/02/2009
DPCC
DIVISIONAL PROCESSING COMPLETE
02/02/2009
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
02/02/2009
IUAF
USE AMENDMENT FILED
01/13/2009
DRRR
DIVISIONAL REQUEST RECEIVED
01/13/2009
ERTD
TEAS REQUEST TO DIVIDE RECEIVED
01/13/2009
EISU
TEAS STATEMENT OF USE RECEIVED
01/13/2009
NOAM
NOA MAILED - SOU REQUIRED FROM APPLICANT
07/15/2008
PUBO
PUBLISHED FOR OPPOSITION
04/22/2008
NPUB
NOTICE OF PUBLICATION
04/02/2008
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
03/17/2008
ALIE
ASSIGNED TO LIE
03/17/2008
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
02/27/2008
XAEC
EXAMINER'S AMENDMENT ENTERED
02/27/2008
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
02/27/2008
GNEA
EXAMINERS AMENDMENT E-MAILED
02/27/2008
CNEA
EXAMINERS AMENDMENT -WRITTEN
02/27/2008
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
01/28/2008
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
01/28/2008
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
01/28/2008
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
08/29/2007
GPRN
NOTIFICATION OF PRIORITY ACTION E-MAILED
08/02/2007
GPRA
PRIORITY ACTION E-MAILED
08/02/2007
CPRA
PRIORITY ACTION WRITTEN
08/02/2007
DOCK
ASSIGNED TO EXAMINER
07/19/2007
NWAP
NEW APPLICATION ENTERED
07/13/2007
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