CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
11/09/2021
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Official data from USPTO
CETERA FINANCIAL GROUP
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
CETERA FINANCIAL GROUP
ST13
US500000077942067Class
35, 36
Filing
77942067
Registration
3953295
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
48
Latest update
11/09/2021
Trademark type
Word
Nice classes
35, 36
Filing date
02/23/2010
Registration date
05/03/2011
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
06/14/2021
Last transaction
06/14/2021
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
02/01/2010
First use in commerce
02/01/2010
Drawing code
4
Owner type
03
Owner location
El Segundo, CA, US
Examiner
HESIK, APRIL
Law office
M40
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
Cetera Financial Holdings, Inc.
Representatives
Dyan Finguerra-DuCharme PRYOR CASHMAN LLP
Technical classification
Nice Classes
Class 35Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 35
Business management servicesin connection with financial services and investment servicesincluding but not limited tobusiness management services in connection with the following services: clearing and trading for investment transactionsestate planningresearch and due diligence on investment strategiescompaniesofferors and intermediaries and their productsbroker-dealer liaison services with regulatory agenciesfee-based financial planning programs and supportmarketing supporttechnology support; providing office support staff services for fee-based financial planning programs; business administration and managementadministration of insurance licensing for states and security registration broker-dealer firms and advisors
Class 36
Financial servicessecurities broker-dealer servicesfee-based financial planning programsfinancial and investment advisory programs for independent financial professionalsfinancial consultation; investment servicesinvestment managementinvestment portfolio analysisadvice relating to investments; insurance servicesinsurance brokerages and insurance agency services
Publications
History of USPTO decisions and trademark events.
48 publications found
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
11/09/2021
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
11/09/2021
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
11/09/2021
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
11/09/2021
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
06/14/2021
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
06/14/2021
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
06/14/2021
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
06/11/2021
E89R
TEAS SECTION 8 & 9 RECEIVED
03/08/2021
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
05/03/2020
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
10/03/2018
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
01/21/2017
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
01/21/2017
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/21/2017
E815
TEAS SECTION 8 & 15 RECEIVED
11/11/2016
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
06/08/2016
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
02/03/2016
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
05/07/2014
ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
08/14/2013
R.PR
REGISTERED-PRINCIPAL REGISTER
05/03/2011
ETOP
EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
03/25/2011
ETOF
EXTENSION OF TIME TO OPPOSE RECEIVED
12/07/2010
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
11/09/2010
PUBO
PUBLISHED FOR OPPOSITION
11/09/2010
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
10/07/2010
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
10/05/2010
XAEC
EXAMINER'S AMENDMENT ENTERED
10/04/2010
GNEN
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
10/04/2010
GNEA
EXAMINERS AMENDMENT E-MAILED
10/04/2010
CNEA
EXAMINERS AMENDMENT -WRITTEN
10/04/2010
GNRN
NOTIFICATION OF NON-FINAL ACTION E-MAILED
09/20/2010
GNRT
NON-FINAL ACTION E-MAILED
09/20/2010
CNRT
NON-FINAL ACTION WRITTEN
09/20/2010
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
09/09/2010
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
09/09/2010
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
09/03/2010
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
09/03/2010
ALIE
ASSIGNED TO LIE
09/03/2010
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
08/17/2010
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
08/17/2010
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
08/17/2010
GPRN
NOTIFICATION OF PRIORITY ACTION E-MAILED
05/28/2010
GPRA
PRIORITY ACTION E-MAILED
05/28/2010
CPRA
PRIORITY ACTION WRITTEN
05/28/2010
DOCK
ASSIGNED TO EXAMINER
05/27/2010
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
02/26/2010
NWAP
NEW APPLICATION ENTERED
02/26/2010
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