NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
01/10/2021
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Official data from USPTO
GUGGENHEIM SECURITIES
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
GUGGENHEIM SECURITIES
ST13
US500000077896796Class
36
Filing
77896796
Registration
3935451
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
38
Latest update
01/10/2021
Trademark type
Word
Nice classes
36
Filing date
12/18/2009
Registration date
03/22/2011
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/09/2021
Last transaction
01/09/2021
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
07/31/2009
First use in commerce
07/31/2009
Drawing code
4
Owner type
16
Owner location
Chicago, IL
Examiner
ULRICH, GRETCHEN
Law office
M40
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
GUGGENHEIM CAPITAL, LLC
GUGGENHEIM CAPITAL, LLC
Representatives
Richard Y. Kim SNELL & WILMER L.L.P.
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Providing informationadvice and consulting in the fields of financeinsurancebankingasset management and investment; financial investment in the fields of securitiesfundsreal estateventure capital businesses; investment management and asset management services; investment of funds for others; securitizationstructuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust servicesinvestment and trust company services; and providing online electronic databases in the fields of financebankingasset management and investment
Publications
History of USPTO decisions and trademark events.
38 publications found
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
01/09/2021
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
01/09/2021
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/09/2021
E89R
TEAS SECTION 8 & 9 RECEIVED
10/16/2020
CORV
REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
06/11/2020
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
04/24/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
04/24/2020
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
04/24/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
04/24/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
04/24/2020
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
04/24/2020
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
03/22/2020
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
04/10/2017
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
04/10/2017
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
04/04/2017
E815
TEAS SECTION 8 & 15 RECEIVED
02/06/2017
R.PR
REGISTERED-PRINCIPAL REGISTER
03/22/2011
SUNA
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
02/18/2011
REGV
LAW OFFICE REGISTRATION REVIEW COMPLETED
02/17/2011
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
02/16/2011
EXRA
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
01/29/2011
SUPC
STATEMENT OF USE PROCESSING COMPLETE
01/28/2011
EX1G
SOU EXTENSION 1 GRANTED
01/28/2011
AITU
CASE ASSIGNED TO INTENT TO USE PARALEGAL
01/28/2011
IUAF
USE AMENDMENT FILED
01/04/2011
EXT1
SOU EXTENSION 1 FILED
01/04/2011
EEXT
SOU TEAS EXTENSION RECEIVED
01/04/2011
EISU
TEAS STATEMENT OF USE RECEIVED
01/04/2011
NOAM
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
07/13/2010
NPUB
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
05/18/2010
PUBO
PUBLISHED FOR OPPOSITION
05/18/2010
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
04/10/2010
ALIE
ASSIGNED TO LIE
04/10/2010
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
03/24/2010
DOCK
ASSIGNED TO EXAMINER
03/19/2010
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
12/24/2009
NWAP
NEW APPLICATION ENTERED
12/22/2009
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