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Official data from USPTO

COMPLIANCEESSENTIALS

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

COMPLIANCEESSENTIALS

ST13

US500000077472714

Class

36, 42

Filing

77472714

Registration

3553750

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

40

Latest update

11/08/2025

Trademark type

Word

Nice classes

36, 42

Filing date

05/13/2008

Registration date

12/30/2008

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

07/15/2019

Last transaction

11/08/2025

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

First use anywhere

05/15/2006

First use in commerce

05/15/2006

Drawing code

4

Owner type

03

Owner location

Arlington, VA

Examiner

POWERS,ALEXANDER L

Law office

L10

Current location

GENERIC WEB UPDATE

Holders and representatives

Holders

COMPLY TECHNOLOGIES INC.
COMPLIANCE SCIENCE, INC.
ACCUITY INC.
Source Media, Inc.

Representatives

Michael A. Geller DLA Piper LLP (US)

Technical classification

Nice Classes

Class 36Class 42

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Providing financial informationproviding a database featuring financial compliance information

Class 42

Web-based financial compliance toolsproviding temporary use of online non-downloadable software for obtaining and using model formspoliciessoftware formsguideschecklistsresearch library and database of securities laws and regulationsdata management system for documents and other forms and tools to assist with compliance and regulatory requirements in the field of financial compliance

Publications

History of USPTO decisions and trademark events.

40 publications found

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

11/03/2025

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

11/03/2025

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

11/03/2025

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

11/03/2025

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

11/03/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

05/08/2024

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

04/26/2023

CHAN

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

12/21/2022

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

12/21/2022

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

12/21/2022

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

12/21/2022

COAR

TEAS CHANGE OF OWNER ADDRESS RECEIVED

12/21/2022

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

07/15/2019

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

07/15/2019

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

07/15/2019

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

07/15/2019

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

06/06/2019

E89R

TEAS SECTION 8 & 9 RECEIVED

06/06/2019

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

12/30/2017

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

07/09/2014

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

07/09/2014

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

07/09/2014

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

06/20/2014

E815

TEAS SECTION 8 & 15 RECEIVED

06/20/2014

ARAA

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

06/05/2014

REAP

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

06/05/2014

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

06/04/2014

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

05/21/2014

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

04/16/2014

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

11/09/2011

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

03/02/2011

R.PR

REGISTERED-PRINCIPAL REGISTER

12/30/2008

PUBO

PUBLISHED FOR OPPOSITION

10/14/2008

NPUB

NOTICE OF PUBLICATION

09/24/2008

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

09/09/2008

ALIE

ASSIGNED TO LIE

09/09/2008

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

08/28/2008

DOCK

ASSIGNED TO EXAMINER

08/28/2008

MPMK

NOTICE OF PSEUDO MARK MAILED

05/17/2008

NWAP

NEW APPLICATION ENTERED

05/16/2008

Continuous trademark protection

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