ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
10/01/2025
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Official data from USPTO
PENN CAPITAL MANAGEMENT
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
PENN CAPITAL MANAGEMENT
ST13
US500000077086840Class
36
Filing
77086840
Registration
3408014
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
32
Latest update
10/02/2025
Trademark type
Word
Nice classes
36
Filing date
01/19/2007
Registration date
04/08/2008
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
02/25/2019
Last transaction
10/02/2025
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
First use anywhere
1987-00-00
First use in commerce
1987-00-00
Drawing code
4
Owner type
16
Owner location
PHILADELPHIA, PA
Examiner
GARDNER,DAWNA BERYL
Law office
M30
Current location
GENERIC WEB UPDATE
Holders and representatives
Holders
PENN CAPITAL MANAGEMENT COMPANY, LLC
PENN CAPITAL MANAGEMENT COMPANY, INC.
Penn Capital Management, Inc.
Representatives
Peter T. Wakiyama PEPPER HAMILTON LLP
Technical classification
Nice Classes
Class 36
Vienna Codes
No Vienna codes available.
Goods and services
Class 36
Investment advisory services; investment management; equity capital investment; hedge fund investment services; investments in financially distressed or underperforming companies
Publications
History of USPTO decisions and trademark events.
32 publications found
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
02/25/2019
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
02/25/2019
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
02/25/2019
EROP
TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
01/31/2019
PR89
POST REGISTRATION ACTION MAILED - SEC. 8 & 9
08/01/2018
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
08/01/2018
E89R
TEAS SECTION 8 & 9 RECEIVED
07/19/2018
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
07/19/2018
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
04/08/2017
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
04/10/2014
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
04/10/2014
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
04/10/2014
815F
REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
03/26/2014
E815
TEAS SECTION 8 & 15 RECEIVED
03/26/2014
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
03/05/2014
CORV
REVIEW OF CORRESPONDENCE COMPLETE
06/29/2010
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
06/29/2010
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
04/27/2010
R.PR
REGISTERED-PRINCIPAL REGISTER
04/08/2008
PUBO
PUBLISHED FOR OPPOSITION
01/22/2008
NPUB
NOTICE OF PUBLICATION
01/02/2008
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
12/19/2007
ALIE
ASSIGNED TO LIE
12/19/2007
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
11/09/2007
TEME
TEAS/EMAIL CORRESPONDENCE ENTERED
11/08/2007
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
11/08/2007
TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
11/08/2007
GNRT
NON-FINAL ACTION E-MAILED
05/08/2007
CNRT
NON-FINAL ACTION WRITTEN
05/08/2007
DOCK
ASSIGNED TO EXAMINER
05/08/2007
NWAP
NEW APPLICATION ENTERED
01/24/2007
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