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Official data from USPTO

1 2 3 4 5 6 ESTATE PLANNING RETIREMENT PLANNING TAX PLANNING STRATEGIES INVESTMENT PLANNING RISK MANAGEMENT CASH FLOW MANAGEMENT

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Active USPTO registrationType: CombinedOffice: United States

Quick snapshot

1 2 3 4 5 6 ESTATE PLANNING RETIREMENT PLANNING TAX PLANNING STRATEGIES INVESTMENT PLANNING RISK MANAGEMENT CASH FLOW MANAGEMENT

ST13

US500000076646116

Class

36

Filing

76646116

Registration

3203303

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

34

Latest update

01/31/2026

Trademark type

Combined

Nice classes

36

Filing date

09/01/2005

Registration date

01/30/2007

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

03/14/2017

Last transaction

01/31/2026

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

First use anywhere

2005-06-00

First use in commerce

2005-06-00

Drawing code

3

Owner type

01

Owner location

Minneapolis, MN

Examiner

WIENER, MICHAEL

Law office

L80

Current location

GENERIC WEB UPDATE

Holders and representatives

Holders

Schwandt, David A.
Schwandt, David A.

Representatives

James T. Nikolai DeWitt LLP

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Financial planning services

Publications

History of USPTO decisions and trademark events.

34 publications found

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

01/30/2026

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

01/08/2020

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

03/14/2017

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

03/14/2017

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

03/14/2017

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

03/14/2017

E89R

TEAS SECTION 8 & 9 RECEIVED

01/16/2017

REM2

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

01/30/2016

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

08/05/2013

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED

11/09/2012

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

11/09/2012

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

11/09/2012

815F

REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

10/22/2012

MAIL

PAPER RECEIVED

10/22/2012

R.PR

REGISTERED-PRINCIPAL REGISTER

01/30/2007

ETOP

EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED

12/18/2006

ETOF

EXTENSION OF TIME TO OPPOSE RECEIVED

10/26/2006

PUBO

PUBLISHED FOR OPPOSITION

10/03/2006

NPUB

NOTICE OF PUBLICATION

09/13/2006

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

08/14/2006

ALIE

ASSIGNED TO LIE

08/11/2006

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

08/04/2006

ACEC

AMENDMENT FROM APPLICANT ENTERED

08/01/2006

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

06/30/2006

MAIL

PAPER RECEIVED

06/30/2006

CNRT

NON-FINAL ACTION MAILED

06/08/2006

CNRT

NON-FINAL ACTION WRITTEN

06/08/2006

ACEC

AMENDMENT FROM APPLICANT ENTERED

05/12/2006

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

05/02/2006

MAIL

PAPER RECEIVED

05/02/2006

CNRT

NON-FINAL ACTION MAILED

03/27/2006

CNRT

NON-FINAL ACTION WRITTEN

03/27/2006

DOCK

ASSIGNED TO EXAMINER

03/17/2006

NWAP

NEW APPLICATION ENTERED

09/12/2005

Continuous trademark protection

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