NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
01/14/2026
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Official data from USPTO
GUGGENHEIM
Did you know this trademark is already registered in United States?
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Active USPTO registrationType: WordOffice: United States
Quick snapshot
GUGGENHEIM
ST13
US500000076450902Class
16, 36, 41
Filing
76450902
Registration
3121127
Risk and opportunity diagnosis
Executive reading for naming, filing, and monitoring decisions.
USPTO status
Active USPTO registration
Case type
Application and registration
Recorded events
52
Latest update
02/03/2026
Trademark type
Word
Nice classes
16, 36, 41
Filing date
09/13/2002
Registration date
07/25/2006
Expiration date
-
Complete case details
Structured fields from the responsible authority and the official record.
Status date
01/14/2026
Last transaction
02/03/2026
Responsible office
United States Patent and Trademark Office
Status code
800
Official register
Principal Register
Filing basis
Intent to use
First use anywhere
2002-05-00
First use in commerce
2002-05-00
Drawing code
1
Owner type
16
Owner location
Chicago, IL
Examiner
DOMBROW, COLLEEN M
Current location
PUBLICATION AND ISSUE SECTION
Holders and representatives
Holders
GUGGENHEIM CAPITAL, LLC
GUGGENHEIM BROTHERS, LLC
G. B. (pessoa física)
Representatives
Richard Y. Kim SNELL & WILMER L.L.P.
Technical classification
Nice Classes
Class 16Class 36Class 41
Vienna Codes
No Vienna codes available.
Goods and services
Class 16
Printed matterbooksbrochuresnewsletters featuring financebusinessinsurancebankingasset management and investment
Class 36
Providing informationadvice and consulting in the fields of financeinsurancebusinessbankingasset management and investment; financial investment in the fields of securitiesfundsreal estateventure capital businesses; investment management and asset management services; investment of funds for others; securitizationstructuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust servicesinvestment and trust company services; and providing online electronic databases in the fields of financebusinessbankingasset management and investment
Class 41
Educational servicesconducting classesseminarsconferences and workshops in the fields of financeinsurancebusinessbankingasset management and investment; and providing online magazines and newsletters in the fields of financeinsurancebusinessbankingasset management and investment
Publications
History of USPTO decisions and trademark events.
52 publications found
RNL2
REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
01/14/2026
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
01/14/2026
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01/14/2026
E89R
TEAS SECTION 8 & 9 RECEIVED
10/08/2025
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
07/25/2025
CORV
REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
06/11/2020
CHAN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
04/24/2020
TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
04/24/2020
EWAF
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
04/24/2020
ARAA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
04/24/2020
REAP
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
04/24/2020
COAR
TEAS CHANGE OF OWNER ADDRESS RECEIVED
04/24/2020
NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
10/05/2016
RNL1
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
10/05/2016
89AG
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
10/05/2016
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
10/05/2016
E89R
TEAS SECTION 8 & 9 RECEIVED
07/22/2016
REM2
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
07/25/2015
NA85
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
03/31/2012
C15A
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
03/31/2012
APRE
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
03/31/2012
E815
TEAS SECTION 8 & 15 RECEIVED
02/29/2012
ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
08/15/2007
EXPT
EXPARTE APPEAL TERMINATED
07/25/2006
R.PR
REGISTERED-PRINCIPAL REGISTER
07/25/2006
REGV
LAW OFFICE REGISTRATION REVIEW COMPLETED
06/08/2006
ALIE
ASSIGNED TO LIE
06/02/2006
CNPR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
05/30/2006
CNRT
NON-FINAL ACTION MAILED
04/19/2006
CNRT
SU - NON-FINAL ACTION - WRITTEN
04/18/2006
DOCK
ASSIGNED TO EXAMINER
04/06/2006
SUPC
STATEMENT OF USE PROCESSING COMPLETE
09/14/2005
IUAF
USE AMENDMENT FILED
09/06/2005
EISU
TEAS STATEMENT OF USE RECEIVED
09/06/2005
EX1G
SOU EXTENSION 1 GRANTED
06/09/2005
EEXT
SOU TEAS EXTENSION RECEIVED
05/31/2005
EXT1
SOU EXTENSION 1 FILED
05/30/2005
NOAM
NOA MAILED - SOU REQUIRED FROM APPLICANT
11/30/2004
PUBO
PUBLISHED FOR OPPOSITION
09/07/2004
NPUB
NOTICE OF PUBLICATION
08/18/2004
CNSA
APPROVED FOR PUB - PRINCIPAL REGISTER
06/25/2004
EXPI
EX PARTE APPEAL-INSTITUTED
06/10/2004
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
06/04/2004
PAPER RECEIVED
06/04/2004
CNFR
FINAL REFUSAL MAILED
12/05/2003
DOCK
ASSIGNED TO EXAMINER
10/31/2003
CFIT
CASE FILE IN TICRS
10/24/2003
CRFA
CORRESPONDENCE RECEIVED IN LAW OFFICE
09/29/2003
PAPER RECEIVED
09/29/2003
CNRT
NON-FINAL ACTION MAILED
03/28/2003
DOCK
ASSIGNED TO EXAMINER
03/19/2003
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