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Official data from USPTO

UNI-K PLAN

Did you know this trademark is already registered in United States?

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Active USPTO registrationType: WordOffice: United States

Quick snapshot

UNI-K PLAN

ST13

US500000076302105

Class

36

Filing

76302105

Registration

3107156

Risk and opportunity diagnosis

Executive reading for naming, filing, and monitoring decisions.

USPTO status

Active USPTO registration

Case type

Application and registration

Recorded events

53

Latest update

01/13/2026

Trademark type

Word

Nice classes

36

Filing date

08/20/2001

Registration date

06/20/2006

Expiration date

-

Complete case details

Structured fields from the responsible authority and the official record.

Status date

09/02/2016

Last transaction

01/13/2026

Responsible office

United States Patent and Trademark Office

Status code

800

Official register

Principal Register

Filing basis

Intent to use

First use anywhere

10/01/2001

First use in commerce

10/01/2001

Drawing code

1

Owner type

03

Owner location

BROOKLYN, OH

Examiner

MATTHEWS, AMOS

Law office

M80

Current location

GENERIC WEB UPDATE

Holders and representatives

Holders

VICTORY CAPITAL MANAGEMENT INC.
AMUNDI PIONEER ASSET MANAGEMENT, INC.
Pioneer Investment Management, Inc.

Representatives

MICHAEL R. REINEMANN CESARI AND MCKENNA, LLP

Technical classification

Nice Classes

Class 36

Vienna Codes

No Vienna codes available.

Goods and services

Class 36

Financial investment and advisory services namely providing 401(k) retirement plans for small businesses and owner-only businesses

Publications

History of USPTO decisions and trademark events.

53 publications found

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

11/26/2025

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

10/23/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

06/22/2025

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

06/22/2025

ASCK

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

06/18/2025

ASGN

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

04/15/2020

NA89

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED

09/02/2016

RNL1

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

09/02/2016

89AG

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

09/02/2016

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

09/02/2016

E89R

TEAS SECTION 8 & 9 RECEIVED

06/13/2016

NA85

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED

04/20/2012

C15A

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

04/20/2012

APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

04/20/2012

E815

TEAS SECTION 8 & 15 RECEIVED

04/04/2012

TCCA

TEAS CHANGE OF CORRESPONDENCE RECEIVED

04/04/2012

R.PR

REGISTERED-PRINCIPAL REGISTER

06/20/2006

REGV

LAW OFFICE REGISTRATION REVIEW COMPLETED

05/09/2006

ALIE

ASSIGNED TO LIE

05/05/2006

CNPR

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

05/01/2006

SUPC

STATEMENT OF USE PROCESSING COMPLETE

04/25/2006

IUAF

USE AMENDMENT FILED

12/21/2005

EISU

TEAS STATEMENT OF USE RECEIVED

12/21/2005

NOAM

NOA MAILED - SOU REQUIRED FROM APPLICANT

11/22/2005

PUBO

PUBLISHED FOR OPPOSITION

08/30/2005

NPUB

NOTICE OF PUBLICATION

08/10/2005

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

04/28/2005

ALIE

ASSIGNED TO LIE

04/12/2005

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

04/01/2005

EXPT

EXPARTE APPEAL TERMINATED

03/10/2005

EXPR

EX PARTE APPEAL-REFUSAL REVERSED

03/10/2005

CNES

EXAMINERS STATEMENT MAILED

11/08/2004

CNES

EXAMINERS STATEMENT - COMPLETED

11/08/2004

MAIL

PAPER RECEIVED

09/08/2004

MAIL

PAPER RECEIVED

09/01/2004

MAIL

PAPER RECEIVED

07/22/2004

MAIL

PAPER RECEIVED

06/10/2004

EXPI

EX PARTE APPEAL-INSTITUTED

06/10/2004

EXAF

EXPARTE APPEAL RECEIVED AT TTAB

06/09/2004

MAIL

PAPER RECEIVED

06/01/2004

CNFR

FINAL REFUSAL MAILED

12/03/2003

CFIT

CASE FILE IN TICRS

10/14/2003

UNPR

UNRESPONSIVE/DUPLICATE PAPER RECEIVED

09/22/2003

MAIL

PAPER RECEIVED

09/22/2003

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

09/16/2003

MAIL

PAPER RECEIVED

09/16/2003

CNRT

NON-FINAL ACTION MAILED

03/14/2003

MAIL

PAPER RECEIVED

12/26/2002

MAIL

PAPER RECEIVED

12/16/2002

CRFA

CORRESPONDENCE RECEIVED IN LAW OFFICE

05/02/2002

MAIL

PAPER RECEIVED

05/02/2002

CNRT

NON-FINAL ACTION MAILED

10/31/2001

DOCK

ASSIGNED TO EXAMINER

09/28/2001

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